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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACWV icon
251
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.39B
$628K 0.06%
6,492
-3,719
-36% -$354K
ISCF icon
252
iShares International Small Cap Equity Factor ETF
ISCF
$678M
$625K 0.06%
20,122
-1,400
-7% -$43.5K
VOOV icon
253
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$621K 0.05%
4,231
+119
+3% +$17.4K
NRG icon
254
NRG Energy
NRG
$25.3B
$616K 0.05%
17,971
+4,306
+32% +$143K
XYZ
255
Block Inc
XYZ
$47.5B
$612K 0.05%
8,908
-1,232
-12% -$92.2K
IYR icon
256
iShares US Real Estate ETF
IYR
$4.51B
$611K 0.05%
7,200
-329
-4% -$28.8K
IFRA icon
257
iShares US Infrastructure ETF
IFRA
$4.59B
$605K 0.05%
16,210
-109
-0.7% -$4.12K
FFEB icon
258
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$600K 0.05%
16,040
– –
GCOR icon
259
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$805M
$598K 0.05%
14,182
+4,358
+44% +$183K
STLD icon
260
Steel Dynamics
STLD
$38.4B
$594K 0.05%
5,255
– –
FEX icon
261
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$593K 0.05%
7,369
-25
-0.3% -$2.05K
USFR icon
262
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$593K 0.05%
11,797
+1,471
+14% +$74K
KBWB icon
263
Invesco KBW Bank ETF
KBWB
$6.72B
$592K 0.05%
14,100
+575
+4% +$30.1K
NOBL icon
264
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$590K 0.05%
12,928
+6,250
+94% +$284K
RTX icon
265
RTX Corp
RTX
$303B
$587K 0.05%
5,998
-20,645
-77% -$2.03M
EXEL icon
266
Exelixis
EXEL
$13.1B
$575K 0.05%
29,636
-44
-0.1% -$767
CRM icon
267
Salesforce
CRM
$162B
$574K 0.05%
2,871
+78
+3% +$13.2K
BNDX icon
268
Vanguard Total International Bond ETF
BNDX
$82.8B
$571K 0.05%
11,678
-277
-2% -$13.4K
CNXC icon
269
Concentrix
CNXC
$1.57B
$571K 0.05%
4,694
+1,117
+31% +$152K
CL icon
270
Colgate-Palmolive
CL
$74.4B
$564K 0.05%
7,500
+502
+7% +$37.3K
ACN icon
271
Accenture
ACN
$109B
$563K 0.05%
1,968
+8
+0.4% +$2.18K
DIA icon
272
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$558K 0.05%
1,679
+198
+13% +$65.8K
IGSB icon
273
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$552K 0.05%
10,918
-2,262
-17% -$114K
SNX icon
274
TD Synnex
SNX
$20.5B
$551K 0.05%
5,691
+1,476
+35% +$147K
SPGI icon
275
S&P Global
SPGI
$121B
$548K 0.05%
1,589
+467
+42% +$164K
9 10
11
12 13

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.