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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
251
RTX Corp
RTX
$302B
– –
-27,048
Closed -$2.55M
RY icon
252
Royal Bank of Canada
RY
$293B
– –
-4,319
Closed -$342K
SBUX icon
253
Starbucks
SBUX
$119B
– –
-4,472
Closed -$393K
SCHW
254
Charles Schwab
SCHW
$188B
– –
-40,190
Closed -$1.91M
SCHV
255
Schwab US Large-Cap Value ETF
SCHV
$16.1B
– –
-28,503
Closed -$571K
SCZ icon
256
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
– –
-35,402
Closed -$2.21M
SHV icon
257
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-2,189
Closed -$242K
SHY icon
258
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-3,099
Closed -$262K
SIRI icon
259
SiriusXM
SIRI
$9.7B
– –
-2,058
Closed -$147K
SJNK icon
260
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-84,881
Closed -$2.29M
SLV icon
261
iShares Silver Trust
SLV
$32B
– –
-11,600
Closed -$193K
SNY icon
262
Sanofi
SNY
$104B
– –
-9,840
Closed -$494K
SO icon
263
Southern Company
SO
$105B
– –
-14,024
Closed -$893K
SPHD icon
264
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
– –
-9,164
Closed -$404K
SPMD icon
265
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
– –
-7,344
Closed -$266K
SPSM icon
266
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
– –
-9,042
Closed -$295K
SPY icon
267
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-2,700
Closed -$869K
SPY icon
268
State Street SPDR S&P 500 ETF Trust
SPY
$810B
– –
-36,055
Closed -$11.6M
SPYD icon
269
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
– –
-19,677
Closed -$776K
SPYG icon
270
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.2B
– –
-18,205
Closed -$763K
SPYV icon
271
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
– –
-95,039
Closed -$3.32M
SSO icon
272
ProShares Ultra S&P500
SSO
$8.41B
– –
-13,072
Closed -$246K
STLD icon
273
Steel Dynamics
STLD
$38.5B
– –
-32,789
Closed -$1.12M
SYY icon
274
Sysco
SYY
$40.1B
– –
-8,986
Closed -$769K
T icon
275
AT&T
T
$165B
– –
-294,446
Closed -$8.69M
9 10
11
12 13

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.