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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
251
Costco
COST
$420B
– –
-2,172
Closed -$331K
DINO icon
252
HF Sinclair
DINO
$14.5B
– –
-110,045
Closed -$2.7M
EFAV icon
253
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
– –
-12,054
Closed -$815K
GDX icon
254
VanEck Gold Miners ETF
GDX
$27.4B
– –
-23,178
Closed -$613K
GNL icon
255
Global Net Lease
GNL
$1.95B
– –
-3,357
Closed -$82K
GSK icon
256
GSK
GSK
$106B
– –
-3,953
Closed -$213K
IBM icon
257
IBM
IBM
$224B
– –
-2,523
Closed -$383K
IGSB icon
258
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-10,186
Closed -$539K
IHI icon
259
iShares US Medical Devices ETF
IHI
$3.38B
– –
-9,690
Closed -$235K
IJJ icon
260
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
– –
-8,718
Closed -$580K
IJK icon
261
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
– –
-18,832
Closed -$823K
IWN icon
262
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-3,382
Closed -$354K
IWO icon
263
iShares Russell 2000 Growth ETF
IWO
$15.1B
– –
-1,676
Closed -$250K
IWP icon
264
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
– –
-6,068
Closed -$295K
MMU
265
Western Asset Managed Municipals Fund
MMU
$554M
– –
-11,925
Closed -$181K
NFLX icon
266
Netflix
NFLX
$309B
– –
-138,310
Closed -$1.36M
RF icon
267
Regions Financial
RF
$26.8B
– –
-10,549
Closed -$104K
RFI
268
Cohen & Steers Total Return Realty Fund
RFI
$310M
– –
-11,300
Closed -$149K
SHY icon
269
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
– –
-7,328
Closed -$623K
VGK icon
270
Vanguard FTSE Europe ETF
VGK
$31.4B
– –
-5,586
Closed -$272K
VHT icon
271
Vanguard Health Care ETF
VHT
$18.6B
– –
-1,764
Closed -$234K
VTR icon
272
Ventas
VTR
$47.9B
– –
-4,071
Closed -$288K
XLRE icon
273
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
– –
-6,559
Closed -$215K
XLU icon
274
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
– –
-17,210
Closed -$422K
VAR
275
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-37,545
Closed -$3.28M
8 9 10
11
12

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VCM
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.