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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBL
251
DELISTED
CBL& Associates Properties, Inc.
CBL
$163K 0.05%
13,409
– –
RFI
252
Cohen & Steers Total Return Realty Fund
RFI
$310M
$149K 0.04%
+11,300
New +$155K
KTF
253
DWS Municipal Income Trust
KTF
$352M
$142K 0.04%
+10,064
New +$146K
ETW
254
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$124K 0.04%
+11,250
New +$121K
MORE
255
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
0
– –
RF icon
256
Regions Financial
RF
$26.8B
$104K 0.03%
10,549
– –
MT icon
257
ArcelorMittal
MT
$55.3B
$100K 0.03%
5,508
-1,238
-18% -$21.9K
SIRI icon
258
SiriusXM
SIRI
$10.1B
$100K 0.03%
2,410
– –
GNL icon
259
Global Net Lease
GNL
$1.95B
$82K 0.02%
3,357
+3
+0.1% +$75
DHR icon
260
Danaher
DHR
$144B
– –
-4,045
Closed -$275K
FXR icon
261
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
– –
-12,055
Closed -$330K
FXZ icon
262
First Trust Materials AlphaDEX Fund
FXZ
$398M
– –
-7,672
Closed -$248K
IUSV icon
263
iShares Core S&P US Value ETF
IUSV
$27.7B
– –
-4,716
Closed -$211K
NKE icon
264
Nike
NKE
$61.9B
– –
-3,708
Closed -$205K
GAP
265
The Gap Inc
GAP
$7.37B
– –
-93,257
Closed -$1.98M
VER
266
DELISTED
VEREIT, Inc.
VER
– –
-2,097
Closed -$106K
WNR
267
DELISTED
Western Refining Inc
WNR
– –
-109,299
Closed -$2.25M
7 8 9 10
11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.