RIA

Regal Investment Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 14.14%
This Quarter Est. Return
1 Year Est. Return
+14.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
268
New
Increased
Reduced
Closed

Top Buys

1
+$1.36M
2
+$971K
3
+$789K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$728K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$670K

Top Sells

1
+$4.25M
2
+$3.67M
3
+$3.55M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.62M
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
+$2.27M

Sector Composition

1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
251
$163K 0.05%
13,409
252
$149K 0.04%
+11,300
253
$142K 0.04%
+10,064
254
$124K 0.04%
+11,250
255
– –
0
256
$104K 0.03%
10,549
257
$100K 0.03%
5,508
-1,238
258
$100K 0.03%
2,410
259
$82K 0.02%
3,357
+3
260
– –
-4,045
261
– –
-12,055
262
– –
-7,672
263
– –
-4,716
264
– –
-3,708
265
– –
-93,257
266
– –
-2,097
267
– –
0
268
– –
-109,299
7 8 9 10
11