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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSAC icon
251
Banco Santander Chile
BSAC
$16.6B
– –
-11,307
Closed -$199K
CCJ icon
252
Cameco
CCJ
$42.4B
– –
-15,910
Closed -$196K
DAL icon
253
Delta Air Lines
DAL
$60.1B
– –
-4,281
Closed -$217K
DEO icon
254
Diageo
DEO
$53.6B
– –
-1,889
Closed -$206K
DKS icon
255
Dick's Sporting Goods
DKS
$18.7B
– –
-73,327
Closed -$2.59M
DOV icon
256
Dover
DOV
$28.4B
– –
-6,497
Closed -$321K
EG icon
257
Everest Group
EG
$14.4B
– –
-1,103
Closed -$201K
ELP
258
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-54,815
Closed -$128K
EWJ icon
259
iShares MSCI Japan ETF
EWJ
$23B
– –
-3,862
Closed -$187K
FAST icon
260
Fastenal
FAST
$59.5B
– –
-341,944
Closed -$3.49M
FBT icon
261
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
– –
-9,205
Closed -$1.04M
FXL icon
262
First Trust Technology AlphaDEX Fund
FXL
$2.79B
– –
-13,446
Closed -$446K
FXO icon
263
First Trust Financials AlphaDEX Fund
FXO
$1.14B
– –
-17,120
Closed -$396K
GPC icon
264
Genuine Parts
GPC
$18.7B
– –
-4,065
Closed -$349K
GSK icon
265
GSK
GSK
$106B
– –
-5,263
Closed -$265K
GWW icon
266
W.W. Grainger
GWW
$60.2B
– –
-1,492
Closed -$302K
ICLR icon
267
Icon
ICLR
$12.7B
– –
-2,816
Closed -$218K
IEFA icon
268
iShares Core MSCI EAFE ETF
IEFA
$196B
– –
-4,951
Closed -$269K
ITW icon
269
Illinois Tool Works
ITW
$84.5B
– –
-5,182
Closed -$480K
IWV icon
270
iShares Russell 3000 ETF
IWV
$20.3B
– –
-33,118
Closed -$3.98M
KFRC icon
271
Kforce
KFRC
$1.06B
– –
-147,587
Closed -$3.73M
KIE icon
272
State Street SPDR S&P Insurance ETF
KIE
$639M
– –
-9,897
Closed -$229K
LVS icon
273
Las Vegas Sands
LVS
$29.6B
– –
-65,831
Closed -$2.89M
MINT icon
274
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-4,304
Closed -$433K
MT icon
275
ArcelorMittal
MT
$55.3B
– –
-5,848
Closed -$56K
8 9 10
11
12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.