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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
251
iShares MSCI Japan ETF
EWJ
$23B
$187K 0.05%
3,862
+2,857
+284% +$140K
PSEC icon
252
Prospect Capital
PSEC
$1.17B
$186K 0.05%
26,716
+2,614
+11% +$19K
FSK icon
253
FS KKR Capital
FSK
$3.44B
$171K 0.04%
4,773
-1,691
-26% -$65.1K
X
254
DELISTED
US Steel
X
$171K 0.04%
21,514
+10,369
+93% +$102K
RPAI
255
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$164K 0.04%
11,150
+5
+0% +$74
FCX icon
256
Freeport-McMoran
FCX
$97.5B
$147K 0.04%
21,814
-564
-3% -$5.37K
ELP
257
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$128K 0.03%
54,815
+1,790
+3% +$5.51K
NLY icon
258
Annaly Capital Management
NLY
$17.4B
$117K 0.03%
3,131
-178
-5% -$6.94K
VER
259
DELISTED
VEREIT, Inc.
VER
$110K 0.03%
2,798
-68
-2% -$2.79K
MORE
260
DELISTED
Monogram Residential Trust, Inc.
MORE
$108K 0.03%
11,110
– –
SIRI icon
261
SiriusXM
SIRI
$10.1B
$99K 0.03%
2,442
-850
-26% -$34.4K
USDP
262
DELISTED
USD PARTNERS LP
USDP
$72K 0.02%
10,000
– –
MT icon
263
ArcelorMittal
MT
$55.3B
$56K 0.01%
5,848
+4,460
+321% +$52K
REDF
264
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$13K ﹤0.01%
19,951
– –
AA icon
265
Alcoa
AA
$13.2B
– –
-967
Closed -$22K
AAL icon
266
American Airlines Group
AAL
$10.6B
– –
-450
Closed -$17K
AAXJ icon
267
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
– –
-372
Closed -$19K
ABEV icon
268
Ambev
ABEV
$46.4B
– –
-35,615
Closed -$174K
ABM icon
269
ABM Industries
ABM
$2.84B
– –
-200
Closed -$5K
ACLS icon
270
Axcelis
ACLS
$4.33B
– –
-44
Closed –
ACN icon
271
Accenture
ACN
$108B
– –
-1,109
Closed -$108K
ACWV icon
272
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
– –
-195
Closed -$13K
ADBE icon
273
Adobe
ADBE
$105B
– –
-100
Closed -$8K
ADSK icon
274
Autodesk
ADSK
$52.6B
– –
-50
Closed -$2K
ADX icon
275
Adams Diversified Equity Fund
ADX
$3.2B
– –
-1,474
Closed -$18K
9 10
11
12 13

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.