We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVS icon
251
CVS Health
CVS
$122B
$178K 0.05%
1,845
+81
+5% +$8.52K
CAG icon
252
Conagra Brands
CAG
$7.23B
$177K 0.05%
5,641
-1,975
-26% -$66.3K
DJP icon
253
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$175K 0.05%
7,175
– –
ABEV icon
254
Ambev
ABEV
$46.4B
$174K 0.05%
35,615
+513
+1% +$2.79K
ELP
255
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$174K 0.05%
53,025
+52,775
+21,110% +$197K
SNA icon
256
Snap-on
SNA
$21.5B
$174K 0.05%
1,159
-283
-20% -$45.4K
BTI icon
257
British American Tobacco
BTI
$128B
$173K 0.04%
+3,160
New +$175K
ORI icon
258
Old Republic International
ORI
$10.4B
$172K 0.04%
11,034
+157
+1% +$2.52K
PSEC icon
259
Prospect Capital
PSEC
$1.17B
$171K 0.04%
24,102
-922
-4% -$6.87K
FEN
260
DELISTED
First Trust Energy Income and Growth Fund
FEN
$171K 0.04%
6,754
– –
POT
261
DELISTED
Potash Corp Of Saskatchewan
POT
$171K 0.04%
8,331
+1,344
+19% +$35.2K
BHI
262
DELISTED
Baker Hughes
BHI
$170K 0.04%
3,273
– –
CBI
263
DELISTED
Chicago Bridge & Iron Nv
CBI
$168K 0.04%
4,258
+4,115
+2,878% +$190K
ETP
264
DELISTED
Energy Transfer Partners L.p.
ETP
$168K 0.04%
4,097
-75
-2% -$3.64K
OTEX icon
265
Open Text
OTEX
$6.04B
$167K 0.04%
+7,464
New +$161K
MSA icon
266
Mine Safety
MSA
$7.49B
$166K 0.04%
4,168
+124
+3% +$5.77K
JNS
267
DELISTED
Janus Capital Group Inc
JNS
$166K 0.04%
12,261
-1,932
-14% -$30.1K
RBA icon
268
RB Global
RBA
$17.5B
$165K 0.04%
+6,394
New +$175K
VCSH icon
269
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$165K 0.04%
2,081
-2,737
-57% -$218K
AMAT icon
270
Applied Materials
AMAT
$428B
$164K 0.04%
+11,168
New +$187K
IJK icon
271
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$164K 0.04%
4,180
-300
-7% -$12.5K
META icon
272
Meta Platforms (Facebook)
META
$1.51T
$162K 0.04%
1,804
+583
+48% +$53.5K
BNS icon
273
Scotiabank
BNS
$108B
$161K 0.04%
+3,802
New +$171K
COST icon
274
Costco
COST
$420B
$161K 0.04%
1,114
+718
+181% +$102K
HON icon
275
Honeywell
HON
$78B
$160K 0.04%
1,892
– –
9 10
11
12 13

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.