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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.92B
1-Year Est. Return 23.13%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+23.13%
3 Year Est. Return
+64.69%
5 Year Est. Return
+66.51%
10 Year Est. Return
+212.75%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.87%
2 Technology 7.77%
3 Healthcare 4.93%
4 Consumer Staples 3.89%
5 Financials 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
226
Amgen
AMGN
$234B
$1.56M 0.09%
4,430
-579
-12% -$206K
SPYI icon
227
NEOS S&P 500 High Income ETF
SPYI
$11.6B
$1.55M 0.09%
+31,462
New +$1.63M
DVY icon
228
iShares Select Dividend ETF
DVY
$23.8B
$1.55M 0.09%
10,232
-897
-8% -$135K
LCTU icon
229
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.25B
$1.54M 0.09%
21,975
-2,515
-10% -$185K
OKE icon
230
Oneok
OKE
$59.7B
$1.52M 0.09%
16,833
+3,010
+22% +$248K
GE icon
231
GE Aerospace
GE
$355B
$1.5M 0.09%
5,288
+1,646
+45% +$517K
MS icon
232
Morgan Stanley
MS
$337B
$1.47M 0.08%
8,941
+224
+3% +$38.8K
AAAU icon
233
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.71B
$1.45M 0.08%
31,417
-15,657
-33% -$753K
IWM icon
234
iShares Russell 2000 ETF
IWM
$80.8B
$1.44M 0.08%
5,809
+365
+7% +$94.2K
VGT icon
235
Vanguard Information Technology ETF
VGT
$147B
$1.44M 0.08%
16,512
-480
-3% -$44.2K
CAT icon
236
Caterpillar
CAT
$368B
$1.43M 0.08%
2,019
-23
-1% -$15.9K
ORCL icon
237
Oracle
ORCL
$435B
$1.41M 0.08%
9,553
+857
+10% +$139K
VOOV icon
238
Vanguard S&P 500 Value ETF
VOOV
$6.79B
$1.4M 0.08%
6,855
+839
+14% +$176K
MAR icon
239
Marriott International
MAR
$91.5B
$1.38M 0.08%
+4,227
New +$1.39M
FTHI icon
240
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.46B
$1.36M 0.08%
59,224
+3,543
+6% +$83.6K
IGIB icon
241
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.7B
$1.36M 0.08%
25,479
+11,424
+81% +$615K
CRWD icon
242
CrowdStrike
CRWD
$224B
$1.34M 0.08%
13,688
-2,620
-16% -$278K
DIS icon
243
Walt Disney
DIS
$187B
$1.33M 0.08%
13,814
-295
-2% -$31.2K
VBK icon
244
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24B
$1.31M 0.08%
4,350
+310
+8% +$97.4K
EQWL icon
245
Invesco S&P 100 Equal Weight ETF
EQWL
$2.82B
$1.31M 0.08%
11,365
-136
-1% -$16.3K
EXPE icon
246
Expedia Group
EXPE
$39.5B
$1.3M 0.08%
5,632
+456
+9% +$112K
SPSM icon
247
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$1.29M 0.07%
26,670
+164
+0.6% +$8.12K
APH icon
248
Amphenol
APH
$194B
$1.28M 0.07%
10,110
+177
+2% +$24.9K
UPSD
249
Aptus Large Cap Upside ETF
UPSD
$124M
$1.27M 0.07%
49,992
+1,659
+3% +$44.9K
PRU icon
250
Prudential Financial
PRU
$41.3B
$1.24M 0.07%
12,734
-250
-2% -$25.9K
8 9
10
11 12

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EP
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SWM
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SI
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MFM
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Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, down from 68% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.