We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.67B
AUM Growth
+$136M
Cap. Flow
+$113M
Cap. Flow %
6.74%
Top 10 Hldgs %
20.29%
Holding
608
New
92
Increased
304
Reduced
167
Closed
24

Top Buys

Rank Stock Value
1
IVE icon
iShares S&P 500 Value ETF
IVE
+$8.33M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$6.02M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$4.28M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.74M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.63M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.86M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.51M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$3.03M
4
MU icon
Micron Technology
MU
+$2.88M
5
VRIG icon
Invesco Variable Rate Investment Grade ETF
VRIG
+$2.1M

Sector Composition

Rank Sector Weight
1 Technology 8.86%
2 Healthcare 4.98%
3 Consumer Staples 3.53%
4 Financials 3.2%
5 Industrials 2.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
226
Morgan Stanley
MS
$340B
$1.55M 0.09%
8,717
-348
-4% -$58K
GIGB icon
227
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$1.54M 0.09%
33,318
-305
-0.9% -$14.2K
UNH icon
228
UnitedHealth
UNH
$370B
$1.51M 0.09%
4,567
+194
+4% +$65.7K
CME icon
229
CME Group
CME
$94.8B
$1.48M 0.09%
5,426
-3,917
-42% -$1.06M
EXPE icon
230
Expedia Group
EXPE
$37.3B
$1.47M 0.09%
5,176
-250
-5% -$61.8K
PRU icon
231
Prudential Financial
PRU
$41.8B
$1.47M 0.09%
12,984
-47
-0.4% -$5.04K
ACN icon
232
Accenture
ACN
$108B
$1.39M 0.08%
5,190
+255
+5% +$64.8K
FXU icon
233
First Trust Utilities AlphaDEX Fund
FXU
$825M
$1.38M 0.08%
30,646
+5,435
+22% +$250K
SPGI icon
234
S&P Global
SPGI
$120B
$1.36M 0.08%
2,604
+147
+6% +$72.7K
EQWL icon
235
Invesco S&P 100 Equal Weight ETF
EQWL
$2.78B
$1.36M 0.08%
11,501
-7,586
-40% -$884K
APH icon
236
Amphenol
APH
$209B
$1.34M 0.08%
9,933
-116
-1% -$15.5K
IWM icon
237
iShares Russell 2000 ETF
IWM
$81.9B
$1.34M 0.08%
5,444
+471
+9% +$116K
DSI icon
238
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$1.32M 0.08%
10,236
-424
-4% -$54.2K
FTHI icon
239
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.45B
$1.32M 0.08%
55,681
+3,022
+6% +$71.5K
BF.B icon
240
Brown-Forman Class B
BF.B
$13.1B
$1.31M 0.08%
50,458
+4,219
+9% +$119K
UPSD
241
Aptus Large Cap Upside ETF
UPSD
$121M
$1.29M 0.08%
+48,333
New +$1.29M
CBOE icon
242
Cboe Global Markets
CBOE
$29.9B
$1.29M 0.08%
5,152
-265
-5% -$65.9K
IGV icon
243
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
$1.29M 0.08%
+12,214
New +$1.34M
TXN icon
244
Texas Instruments
TXN
$261B
$1.24M 0.07%
7,163
+1,027
+17% +$176K
SPSM icon
245
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$1.24M 0.07%
26,506
+5,312
+25% +$248K
VOOV icon
246
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$1.23M 0.07%
6,016
+475
+9% +$96.2K
VBK icon
247
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$1.22M 0.07%
4,040
-63
-2% -$19K
VNQI icon
248
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$1.21M 0.07%
26,331
+1,697
+7% +$80.2K
IDV icon
249
iShares International Select Dividend ETF
IDV
$8.57B
$1.17M 0.07%
29,770
-1,437
-5% -$54.5K
HD icon
250
Home Depot
HD
$355B
$1.17M 0.07%
3,407
-1,677
-33% -$614K
8 9
10
11 12

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2025 Portfolio in Review

As of Q4 2025, Regal Investment Advisors held 608 positions worth $1.67B, up 8.9% from $1.54B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q4 2025, opening 92 new positions and adding to 304 existing holdings. Its largest new stake was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.

By sector, the portfolio is most concentrated in Technology at 8.9% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI USA Quality Factor ETF, an estimated $4.86M trimmed.

  • Regal Investment Advisors's largest Q4 2025 buy was Invesco NASDAQ 100 ETF: 13,840 shares worth $3.5M.
  • Regal Investment Advisors added most to iShares S&P 500 Value ETF in Q4 2025, an estimated $8.33M increase.
  • Regal Investment Advisors's biggest Q4 2025 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $4.86M.
  • Regal Investment Advisors fully exited ON Semiconductor in Q4 2025, selling an estimated $1.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.67B portfolio in Q4 2025.
  • Regal Investment Advisors opened 92 new positions and closed 24 in Q4 2025.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.67B.

Based on Regal Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.