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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHI icon
226
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.45B
$1.25M 0.08%
52,659
+9,182
+21% +$214K
APH icon
227
Amphenol
APH
$209B
$1.24M 0.08%
10,049
-415
-4% -$45.5K
ALNY icon
228
Alnylam Pharmaceuticals
ALNY
$29.3B
$1.23M 0.08%
2,702
-204
-7% -$83.1K
VBK icon
229
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$1.22M 0.08%
4,103
+1,075
+36% +$310K
ACN icon
230
Accenture
ACN
$108B
$1.22M 0.08%
4,935
+52
+1% +$13.6K
RSG icon
231
Republic Services
RSG
$65.7B
$1.22M 0.08%
5,300
+19
+0.4% +$4.46K
IWM icon
232
iShares Russell 2000 ETF
IWM
$81.9B
$1.2M 0.08%
4,973
+165
+3% +$37.9K
SPGI icon
233
S&P Global
SPGI
$120B
$1.2M 0.08%
2,457
+45
+2% +$24.1K
VNQI icon
234
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$1.18M 0.08%
24,634
+186
+0.8% +$8.71K
HYMB icon
235
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$1.17M 0.08%
46,926
-6,485
-12% -$159K
SHW icon
236
Sherwin-Williams
SHW
$89.8B
$1.17M 0.08%
3,373
+1,620
+92% +$571K
IMCG icon
237
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$1.16M 0.08%
14,077
+1,040
+8% +$84.8K
EXPE icon
238
Expedia Group
EXPE
$37.3B
$1.16M 0.08%
5,426
+234
+5% +$47K
QMAR icon
239
FT Vest Growth-100 Buffer ETF March
QMAR
$580M
$1.15M 0.07%
35,700
– –
FXU icon
240
First Trust Utilities AlphaDEX Fund
FXU
$825M
$1.15M 0.07%
25,211
+16,474
+189% +$725K
IDV icon
241
iShares International Select Dividend ETF
IDV
$8.57B
$1.14M 0.07%
31,207
-43
-0.1% -$1.55K
AIRR icon
242
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$1.14M 0.07%
+11,770
New +$1.05M
FXO icon
243
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.14M 0.07%
19,155
– –
DRSK icon
244
Aptus Defined Risk ETF
DRSK
$1.55B
$1.14M 0.07%
+39,426
New +$1.13M
TXN icon
245
Texas Instruments
TXN
$261B
$1.13M 0.07%
6,136
+282
+5% +$55.1K
NOW icon
246
ServiceNow
NOW
$129B
$1.12M 0.07%
6,080
+915
+18% +$171K
VOOV icon
247
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$1.11M 0.07%
5,541
+46
+0.8% +$8.93K
AMJB icon
248
Alerian MLP Index ETNs due January 28 2044
AMJB
$851M
$1.1M 0.07%
37,144
+44
+0.1% +$1.33K
NFLX icon
249
Netflix
NFLX
$309B
$1.09M 0.07%
9,070
+300
+3% +$36.6K
COIN icon
250
Coinbase
COIN
$40.5B
$1.08M 0.07%
3,213
+304
+10% +$103K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.