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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.32B
AUM Growth
+$134M
Cap. Flow
+$29.1M
Cap. Flow %
2.2%
Top 10 Hldgs %
21.04%
Holding
569
New
74
Increased
264
Reduced
183
Closed
25

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$24.5M
2
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$9.01M
3
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$7.78M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$7.71M
5
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$7.19M

Top Sells

Rank Stock Value
1
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$8.02M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.99M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$4.64M
4
JMBS icon
Janus Henderson Mortgage-Backed Securities ETF
JMBS
+$4.63M
5
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$4.33M

Sector Composition

Rank Sector Weight
1 Technology 8.29%
2 Healthcare 5.22%
3 Consumer Staples 4.5%
4 Financials 4.18%
5 Consumer Discretionary 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GCOR icon
226
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$807M
$999K 0.08%
23,865
-214
-0.9% -$8.58K
INTC icon
227
Intel
INTC
$513B
$995K 0.08%
19,808
+521
+3% +$21.2K
BA icon
228
Boeing
BA
$185B
$993K 0.08%
3,809
+39
+1% +$8.34K
IBTF
229
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$978K 0.07%
+42,025
New +$972K
IBTE
230
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
$976K 0.07%
40,913
-51,004
-55% -$1.22M
AMGN icon
231
Amgen
AMGN
$222B
$963K 0.07%
3,345
-61
-2% -$16.6K
XLC icon
232
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$959K 0.07%
13,203
+7,434
+129% +$512K
IYH icon
233
iShares US Healthcare ETF
IYH
$3.71B
$953K 0.07%
16,655
+1,035
+7% +$56.3K
IFRA icon
234
iShares US Infrastructure ETF
IFRA
$4.6B
$935K 0.07%
23,206
+1,095
+5% +$40.8K
ETR icon
235
Entergy
ETR
$50B
$923K 0.07%
18,234
+608
+3% +$29.7K
RSP icon
236
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$918K 0.07%
5,817
+1,090
+23% +$158K
IWR icon
237
iShares Russell Mid-Cap ETF
IWR
$57.5B
$915K 0.07%
11,765
+2,937
+33% +$209K
USFR icon
238
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$903K 0.07%
17,970
+1,884
+12% +$94.9K
IAU icon
239
iShares Gold Trust
IAU
$64.4B
$890K 0.07%
22,813
+10,158
+80% +$380K
CYBR
240
DELISTED
CyberArk
CYBR
$888K 0.07%
4,055
+144
+4% +$26.7K
IWB icon
241
iShares Russell 1000 ETF
IWB
$50.2B
$888K 0.07%
3,384
+456
+16% +$112K
SCHG icon
242
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$887K 0.07%
42,768
+18,292
+75% +$354K
SHV icon
243
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$881K 0.07%
7,995
-12,934
-62% -$1.43M
GSK icon
244
GSK
GSK
$106B
$879K 0.07%
23,717
-1,603
-6% -$57.5K
PLTR icon
245
Palantir
PLTR
$413B
$872K 0.07%
50,812
+1,472
+3% +$26.2K
RTX icon
246
RTX Corp
RTX
$301B
$860K 0.07%
10,222
+3,033
+42% +$240K
EMLP icon
247
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$834K 0.06%
30,106
-1,977
-6% -$53.3K
GDX icon
248
VanEck Gold Miners ETF
GDX
$27.4B
$824K 0.06%
26,564
+9,133
+52% +$267K
VNQI icon
249
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$822K 0.06%
19,296
+266
+1% +$10.6K
SDVY icon
250
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$818K 0.06%
24,964
-2,575
-9% -$75.2K
8 9
10
11 12

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Regal Investment Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Regal Investment Advisors held 569 positions worth $1.32B, up 11% from $1.19B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q4 2023 filing shows 74 new, 264 increased, 183 reduced and 25 closed positions. Its largest new stake was Invesco QQQ Trust: 64,455 shares worth $26.4M. The largest sale was iShares MSCI Intl Quality Factor ETF, an estimated $8.02M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2023 buy was Invesco QQQ Trust: 64,455 shares worth $26.4M.
  • Regal Investment Advisors added most to iShares Currency Hedged MSCI EAFE ETF in Q4 2023, an estimated $7.78M increase.
  • Regal Investment Advisors's biggest Q4 2023 reduction was iShares MSCI Intl Quality Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $2.76M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.32B portfolio in Q4 2023.
  • Regal Investment Advisors opened 74 new positions and closed 25 in Q4 2023.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.32B.

Based on Regal Investment Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.