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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.39%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$99.6M
Cap. Flow
+$56.1M
Cap. Flow %
4.96%
Top 10 Hldgs %
20.79%
Holding
560
New
70
Increased
257
Reduced
158
Closed
43

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$7.8M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$5.95M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$4.71M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$4.4M
5
UCON icon
First Trust Smith Unconstrained Bond ETF
UCON
+$3.91M

Top Sells

Rank Stock Value
1
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$10.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.5M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$6.57M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.13M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$3.9M

Sector Composition

Rank Sector Weight
1 Technology 7.01%
2 Healthcare 5.43%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.51%
5 Financials 3.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
226
Exelon
EXC
$46.1B
$765K 0.07%
18,274
-95
-0.5% -$3.96K
ESGE icon
227
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
$764K 0.07%
24,264
+11,425
+89% +$362K
EFA icon
228
iShares MSCI EAFE ETF
EFA
$80B
$752K 0.07%
10,520
+2,255
+27% +$158K
GSUS icon
229
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.31B
$746K 0.07%
13,361
+2,520
+23% +$137K
BA icon
230
Boeing
BA
$187B
$741K 0.07%
3,486
-557
-14% -$116K
ETR icon
231
Entergy
ETR
$49.5B
$733K 0.06%
13,614
+2,006
+17% +$106K
SCHZ icon
232
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$728K 0.06%
31,018
+11,288
+57% +$263K
LCTU icon
233
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$711K 0.06%
15,718
+2,384
+18% +$106K
LRCX icon
234
Lam Research
LRCX
$384B
$711K 0.06%
13,410
+4,320
+48% +$212K
FBND icon
235
Fidelity Total Bond ETF
FBND
$27.3B
$701K 0.06%
+15,233
New +$698K
AZO icon
236
AutoZone
AZO
$50.2B
$701K 0.06%
285
+40
+16% +$97.6K
DFS
237
DELISTED
Discover Financial Services
DFS
$691K 0.06%
6,993
-2,106
-23% -$225K
BMY icon
238
Bristol-Myers Squibb
BMY
$132B
$688K 0.06%
9,933
-17,266
-63% -$1.22M
DHR icon
239
Danaher
DHR
$146B
$682K 0.06%
3,052
+702
+30% +$160K
IHDG icon
240
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
$681K 0.06%
+17,272
New +$658K
SLV icon
241
iShares Silver Trust
SLV
$31.5B
$679K 0.06%
30,704
-620
-2% -$12.8K
BUFR icon
242
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$679K 0.06%
28,914
+3,051
+12% +$70K
USXF icon
243
iShares ESG Advanced MSCI USA ETF
USXF
$1.5B
$676K 0.06%
20,447
-1,380
-6% -$44.5K
BIL icon
244
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$676K 0.06%
+7,359
New +$674K
ENPH icon
245
Enphase Energy
ENPH
$5.41B
$671K 0.06%
3,189
+1,874
+143% +$406K
FLIA icon
246
Franklin International Aggregate Bond ETF
FLIA
$765M
$661K 0.06%
+33,602
New +$657K
IWB icon
247
iShares Russell 1000 ETF
IWB
$50.2B
$658K 0.06%
2,923
+9
+0.3% +$1.98K
SBUX icon
248
Starbucks
SBUX
$120B
$657K 0.06%
6,307
+848
+16% +$88.3K
DEO icon
249
Diageo
DEO
$53.8B
$648K 0.06%
3,577
+786
+28% +$139K
EWX icon
250
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$632K 0.06%
12,472
+531
+4% +$27K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Regal Investment Advisors held 560 positions worth $1.13B, up 9.6% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $56.1M of net new capital in Q1 2023, opening 70 new positions and adding to 257 existing holdings. Its largest new stake was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.

By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 0-5 Year TIPS Bond ETF, an estimated $10.8M trimmed.

  • Regal Investment Advisors's largest Q1 2023 buy was Invesco S&P 500 GARP ETF: 68,761 shares worth $5.87M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $7.8M increase.
  • Regal Investment Advisors's biggest Q1 2023 reduction was iShares 0-5 Year TIPS Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited WisdomTree Yield Enhanced US Aggregate Bond Fund in Q1 2023, selling an estimated $3.8M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q1 2023.
  • Regal Investment Advisors opened 70 new positions and closed 43 in Q1 2023.
  • Regal Investment Advisors's portfolio value rose 9.6% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q1 2023, filed 11 May 2023.