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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBWB icon
226
Invesco KBW Bank ETF
KBWB
$6.73B
$698K 0.07%
13,525
– –
PCEF icon
227
Invesco CEF Income Composite ETF
PCEF
$813M
$692K 0.07%
38,167
-798
-2% -$14.6K
SLV icon
228
iShares Silver Trust
SLV
$30.9B
$690K 0.07%
31,324
+658
+2% +$12.9K
AVGO icon
229
Broadcom
AVGO
$2.04T
$688K 0.07%
12,300
+970
+9% +$48.6K
IYH icon
230
iShares US Healthcare ETF
IYH
$3.71B
$684K 0.07%
12,065
+1,070
+10% +$59K
HNDL icon
231
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$637M
$679K 0.07%
34,671
-571
-2% -$11.3K
USXF icon
232
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$669K 0.06%
21,827
+1,041
+5% +$31.5K
IGSB icon
233
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$657K 0.06%
+13,180
New +$653K
ETR icon
234
Entergy
ETR
$50B
$653K 0.06%
11,608
+594
+5% +$32.6K
ISCF icon
235
iShares International Small Cap Equity Factor ETF
ISCF
$681M
$646K 0.06%
21,522
-1,570
-7% -$45.3K
DGRO icon
236
iShares Core Dividend Growth ETF
DGRO
$43.6B
$644K 0.06%
12,888
-1,813
-12% -$89K
BABA icon
237
Alibaba
BABA
$308B
$641K 0.06%
7,274
-1,195
-14% -$94.2K
XYZ
238
Block Inc
XYZ
$47.5B
$637K 0.06%
10,140
-1,508
-13% -$93K
IYR icon
239
iShares US Real Estate ETF
IYR
$4.57B
$634K 0.06%
7,529
+60
+0.8% +$5.04K
XLK icon
240
State Street Technology Select Sector SPDR ETF
XLK
$123B
$631K 0.06%
10,140
-926
-8% -$58.8K
TSLA icon
241
Tesla
TSLA
$1.3T
$620K 0.06%
5,032
+609
+14% +$115K
IWB icon
242
iShares Russell 1000 ETF
IWB
$50.2B
$613K 0.06%
2,914
-80
-3% -$16.9K
AZO icon
243
AutoZone
AZO
$51.1B
$604K 0.06%
245
+11
+5% +$26.6K
ODFL icon
244
Old Dominion Freight Line
ODFL
$44.9B
$603K 0.06%
4,248
-10
-0.2% -$1.42K
FEX icon
245
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$592K 0.06%
7,394
+3
+0% +$239
IFRA icon
246
iShares US Infrastructure ETF
IFRA
$4.6B
$592K 0.06%
16,319
+681
+4% +$24.4K
GM icon
247
General Motors
GM
$76.8B
$587K 0.06%
17,437
-2,168
-11% -$80.1K
EWX icon
248
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$584K 0.06%
11,941
-398
-3% -$19.1K
CPRI icon
249
Capri Holdings
CPRI
$1.74B
$577K 0.06%
10,072
+1,550
+18% +$78.3K
EMB icon
250
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$577K 0.06%
6,819
-351
-5% -$29K
8 9
10
11 12

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.