We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
226
iShares Core S&P US Value ETF
IUSV
$27.7B
– –
-26,125
Closed -$1.63M
IVE icon
227
iShares S&P 500 Value ETF
IVE
$49.8B
– –
-2,776
Closed -$355K
IVOL icon
228
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
– –
-19,206
Closed -$537K
IVW icon
229
iShares S&P 500 Growth ETF
IVW
$77.6B
– –
-20,743
Closed -$1.32M
IWD icon
230
iShares Russell 1000 Value ETF
IWD
$83.9B
– –
-1,916
Closed -$262K
IWM icon
231
iShares Russell 2000 ETF
IWM
$81.9B
– –
-11,693
Closed -$2.29M
IWN icon
232
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-2,320
Closed -$306K
IWP icon
233
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
– –
-7,652
Closed -$786K
IWS icon
234
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-2,135
Closed -$207K
IWY icon
235
iShares Russell Top 200 Growth ETF
IWY
$16.6B
– –
-1,670
Closed -$222K
IXN icon
236
iShares Global Tech ETF
IXN
$9.26B
– –
-31,518
Closed -$1.58M
IXUS icon
237
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
– –
-4,887
Closed -$328K
IYF icon
238
iShares US Financials ETF
IYF
$4.39B
– –
-3,060
Closed -$204K
IYH icon
239
iShares US Healthcare ETF
IYH
$3.71B
– –
-13,275
Closed -$653K
IYR icon
240
iShares US Real Estate ETF
IYR
$4.57B
– –
-10,024
Closed -$859K
IYW icon
241
iShares US Technology ETF
IYW
$25.5B
– –
-12,523
Closed -$1.06M
JLL icon
242
Jones Lang LaSalle
JLL
$16.7B
– –
-8,800
Closed -$1.31M
JMBS icon
243
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.75B
– –
-5,762
Closed -$308K
JNJ icon
244
Johnson & Johnson
JNJ
$625B
– –
-64,501
Closed -$10.2M
JPM icon
245
JPMorgan Chase
JPM
$950B
– –
-32,509
Closed -$4.13M
K
246
DELISTED
Kellanova
K
– –
-8,106
Closed -$474K
KBWD icon
247
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
– –
-13,740
Closed -$228K
KEYS icon
248
Keysight
KEYS
$58.3B
– –
-1,897
Closed -$251K
KMB icon
249
Kimberly-Clark
KMB
$36.5B
– –
-18,029
Closed -$2.43M
KMI icon
250
Kinder Morgan
KMI
$68.7B
– –
-37,147
Closed -$508K
8 9
10
11 12

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.