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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
226
Schwab US Large-Cap Value ETF
SCHV
$16.1B
– –
-30,774
Closed -$514K
SCZ icon
227
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
– –
-40,952
Closed -$2.2M
SHOP icon
228
Shopify
SHOP
$198B
– –
-37,230
Closed -$3.53M
SHV icon
229
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-2,033
Closed -$225K
SHW icon
230
Sherwin-Williams
SHW
$88.2B
– –
-3,111
Closed -$599K
SHY icon
231
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-3,868
Closed -$335K
SHYG icon
232
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
– –
-6,939
Closed -$298K
SIRI icon
233
SiriusXM
SIRI
$9.77B
– –
-2,851
Closed -$167K
SJNK icon
234
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-17,483
Closed -$441K
SKYY icon
235
First Trust Cloud Computing ETF
SKYY
$3.21B
– –
-47,122
Closed -$3.51M
SLV icon
236
iShares Silver Trust
SLV
$31.7B
– –
-17,248
Closed -$293K
SMH icon
237
VanEck Semiconductor ETF
SMH
$71B
– –
-3,252
Closed -$248K
SNX icon
238
TD Synnex
SNX
$20.6B
– –
-7,266
Closed -$435K
SNY icon
239
Sanofi
SNY
$105B
– –
-9,618
Closed -$491K
SO icon
240
Southern Company
SO
$105B
– –
-16,592
Closed -$860K
SOXX icon
241
iShares Semiconductor ETF
SOXX
$45.4B
– –
-18,132
Closed -$1.64M
SPEM icon
242
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
– –
-98,856
Closed -$3.31M
SPHD icon
243
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
– –
-6,274
Closed -$207K
SPTI icon
244
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
– –
-42,044
Closed -$1.4M
SPY icon
245
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$811B
– –
-200
Closed -$62K
SPY icon
246
State Street SPDR S&P 500 ETF Trust
SPY
$811B
– –
-37,720
Closed -$11.6M
SPYG icon
247
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
– –
-95,061
Closed -$4.27M
SPYV icon
248
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
– –
-13,326
Closed -$386K
SSO icon
249
ProShares Ultra S&P500
SSO
$8.42B
– –
-17,904
Closed -$280K
STLD icon
250
Steel Dynamics
STLD
$38.4B
– –
-32,681
Closed -$853K
8 9
10
11 12

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PAIM
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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.