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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$429M
AUM Growth
+$25M
Cap. Flow
+$12.6M
Cap. Flow %
2.95%
Top 10 Hldgs %
19.82%
Holding
294
New
33
Increased
133
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
ORLY icon
O'Reilly Automotive
ORLY
+$1.99M
2
MA icon
Mastercard
MA
+$1.93M
3
ADI icon
Analog Devices
ADI
+$1.92M
4
BNY
Bank of New York Mellon
BNY
+$1.89M
5
RTX icon
RTX Corp
RTX
+$1.88M

Top Sells

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.38M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$2.1M
3
WSM icon
Williams-Sonoma
WSM
+$1.96M
4
HBI
Hanesbrands
HBI
+$1.92M
5
HDV
iShares Core High Dividend ETF
HDV
+$1.31M

Sector Composition

Rank Sector Weight
1 Financials 5.85%
2 Healthcare 5.64%
3 Industrials 4.97%
4 Consumer Staples 4.77%
5 Technology 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSBD icon
226
Goldman Sachs BDC
GSBD
$1.01B
$275K 0.06%
12,050
+500
+4% +$11.1K
QID icon
227
ProShares UltraShort QQQ
QID
$251M
$273K 0.06%
+221
New +$284K
IYH icon
228
iShares US Healthcare ETF
IYH
$3.49B
$272K 0.06%
7,910
-700
-8% -$23.6K
OEF icon
229
iShares S&P 100 ETF
OEF
$20.4B
$265K 0.06%
2,381
-140
-6% -$15.3K
XLE icon
230
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$263K 0.06%
7,690
-344
-4% -$11.2K
QCOM icon
231
Qualcomm
QCOM
$165B
$262K 0.06%
5,057
+5
+0.1% +$264
NVS icon
232
Novartis
NVS
$294B
$257K 0.06%
+3,344
New +$253K
UNH icon
233
UnitedHealth
UNH
$375B
$255K 0.06%
+1,301
New +$251K
BMY icon
234
Bristol-Myers Squibb
BMY
$130B
$252K 0.06%
+3,954
New +$231K
LLY icon
235
Eli Lilly
LLY
$1.04T
$249K 0.06%
2,908
+273
+10% +$22.4K
IWD icon
236
iShares Russell 1000 Value ETF
IWD
$83.2B
$245K 0.06%
2,063
-77
-4% -$8.97K
DE icon
237
Deere & Co
DE
$165B
$243K 0.06%
1,936
-213
-10% -$26.3K
STLA icon
238
Stellantis
STLA
$21.2B
$243K 0.06%
+13,544
New +$187K
SNY icon
239
Sanofi
SNY
$104B
$241K 0.06%
+4,839
New +$234K
IJK icon
240
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$240K 0.06%
+4,736
New +$233K
SCHG icon
241
Schwab US Large-Cap Growth ETF
SCHG
$62.2B
$240K 0.06%
29,096
+96
+0.3% +$779
GILD icon
242
Gilead Sciences
GILD
$164B
$239K 0.06%
2,945
+26
+0.9% +$1.99K
AOK icon
243
iShares Core Conservative Allocation ETF
AOK
$796M
$237K 0.06%
6,865
+21
+0.3% +$718
MDY icon
244
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$237K 0.06%
725
-20
-3% -$6.36K
VGSH icon
245
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$235K 0.05%
3,871
+357
+10% +$21.7K
IYF icon
246
iShares US Financials ETF
IYF
$4.63B
$234K 0.05%
4,170
-184
-4% -$10K
MBTF
247
DELISTED
MBT Financial Corporation
MBTF
$234K 0.05%
+21,357
New +$213K
OUSA icon
248
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$761M
$229K 0.05%
+7,574
New +$225K
DTE icon
249
DTE Energy
DTE
$29.1B
$226K 0.05%
2,473
-101
-4% -$9.36K
NKE icon
250
Nike
NKE
$63B
$226K 0.05%
4,361
-26
-0.6% -$1.46K
8 9
10
11 12

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Regal Investment Advisors held 294 positions worth $429M, up 6.2% from $404M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q3 2017 filing shows 33 new, 133 increased, 98 reduced and 15 closed positions. Its largest new stake was O'Reilly Automotive: 150,480 shares worth $2.16M. The largest sale was Calpine Corporation, an estimated $2.38M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q3 2017 buy was O'Reilly Automotive: 150,480 shares worth $2.16M.
  • Regal Investment Advisors added most to RTX Corp in Q3 2017, an estimated $1.88M increase.
  • Regal Investment Advisors's biggest Q3 2017 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $2.1M.
  • Regal Investment Advisors fully exited Calpine Corporation in Q3 2017, selling an estimated $2.38M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $429M portfolio in Q3 2017.
  • Regal Investment Advisors opened 33 new positions and closed 15 in Q3 2017.
  • Regal Investment Advisors's portfolio value rose 6.2% quarter-over-quarter to $429M.

Based on Regal Investment Advisors's 13F filing for Q3 2017, filed 8 Nov 2017.