We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
226
RTX Corp
RTX
$301B
$237K 0.07%
3,677
-24
-0.6% -$1.54K
VBR icon
227
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.7B
$231K 0.06%
+2,190
New +$227K
FXO icon
228
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$222K 0.06%
+9,600
New +$222K
EPD icon
229
Enterprise Products Partners
EPD
$82.3B
– –
0
– –
IUSV icon
230
iShares Core S&P US Value ETF
IUSV
$27.5B
$211K 0.06%
+4,716
New +$207K
IYR icon
231
iShares US Real Estate ETF
IYR
$4.63B
$208K 0.06%
+2,523
New +$198K
NKE icon
232
Nike
NKE
$62.3B
$205K 0.06%
3,708
– –
PSEC icon
233
Prospect Capital
PSEC
$1.11B
$204K 0.06%
26,038
-256
-1% -$1.93K
HBAN icon
234
Huntington Bancshares
HBAN
$35.1B
$201K 0.06%
22,472
+24
+0.1% +$236
FSK icon
235
FS KKR Capital
FSK
$3.33B
$196K 0.05%
5,409
+524
+11% +$19K
TIER
236
DELISTED
TIER REIT, Inc.
TIER
– –
0
– –
VKQ icon
237
Invesco Municipal Trust
VKQ
$547M
$168K 0.05%
+11,794
New +$160K
REM icon
238
iShares Mortgage Real Estate ETF
REM
$535M
$127K 0.03%
+3,089
New +$124K
CBL
239
DELISTED
CBL& Associates Properties, Inc.
CBL
$125K 0.03%
+13,409
New +$145K
MORE
240
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
0
– –
VER
241
DELISTED
VEREIT, Inc.
VER
$106K 0.03%
+2,097
New +$98.8K
SIRI icon
242
SiriusXM
SIRI
$10.1B
$95K 0.03%
2,410
-32
-1% -$1.26K
MT icon
243
ArcelorMittal
MT
$55.2B
$94K 0.03%
+6,746
New +$103K
RF icon
244
Regions Financial
RF
$26.8B
$90K 0.02%
+10,549
New +$95.5K
GNL icon
245
Global Net Lease
GNL
$1.91B
$80K 0.02%
3,354
-10,601
-76% -$268K
AAXJ icon
246
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.74B
– –
-39,506
Closed -$2.16M
BND icon
247
Vanguard Total Bond Market
BND
$157B
– –
-5,021
Closed -$416K
CAT icon
248
Caterpillar
CAT
$395B
– –
-3,770
Closed -$289K
DBC icon
249
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
– –
-20,386
Closed -$271K
EPI icon
250
WisdomTree India Earnings Fund ETF
EPI
$2.05B
– –
-12,215
Closed -$238K
7 8 9
10
11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.