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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
226
RTX Corp
RTX
$301B
$233K 0.06%
3,701
-3,292
-47% -$191K
IWS icon
227
iShares Russell Mid-Cap Value ETF
IWS
$16B
$228K 0.06%
+3,210
New +$212K
NKE icon
228
Nike
NKE
$61.9B
$228K 0.06%
3,708
+200
+6% +$12.1K
DD
229
DELISTED
Du Pont De Nemours E I
DD
$226K 0.06%
+3,572
New +$214K
RPAI
230
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-11,150
Closed -$168K
HBAN icon
231
Huntington Bancshares
HBAN
$35.5B
$214K 0.06%
22,448
-12,532
-36% -$116K
EUFN icon
232
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$208K 0.06%
+11,621
New +$207K
ORCL icon
233
Oracle
ORCL
$423B
$204K 0.06%
+4,985
New +$185K
WBA
234
DELISTED
Walgreens Boots Alliance
WBA
$201K 0.05%
+2,387
New +$191K
PSEC icon
235
Prospect Capital
PSEC
$1.17B
$191K 0.05%
26,294
-422
-2% -$2.8K
FSK icon
236
FS KKR Capital
FSK
$3.44B
$179K 0.05%
4,885
+112
+2% +$3.79K
TIER
237
DELISTED
TIER REIT, Inc.
TIER
– –
0
– –
EWS icon
238
iShares MSCI Singapore ETF
EWS
$1.08B
$164K 0.04%
+7,534
New +$149K
SSI
239
DELISTED
Stage Stores Inc
SSI
$161K 0.04%
+20,018
New +$161K
MORE
240
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-11,110
Closed -$101K
SIRI icon
241
SiriusXM
SIRI
$10.1B
$96K 0.03%
2,442
– –
USDP
242
DELISTED
USD PARTNERS LP
USDP
– –
-10,000
Closed -$69.7K
UDF
243
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
– –
-25,670
Closed -$229K
REDF
244
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$16K ﹤0.01%
19,951
– –
ADM icon
245
Archer Daniels Midland
ADM
$36.9B
– –
-11,823
Closed -$433K
ALK icon
246
Alaska Air
ALK
$5.58B
– –
-47,816
Closed -$3.85M
AMAT icon
247
Applied Materials
AMAT
$428B
– –
-11,179
Closed -$208K
AMG icon
248
Affiliated Managers Group
AMG
$9.76B
– –
-18,805
Closed -$3M
BDX icon
249
Becton Dickinson
BDX
$48.2B
– –
-2,411
Closed -$362K
BEN icon
250
Franklin Resources
BEN
$17.2B
– –
-8,617
Closed -$317K
8 9
10
11 12

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.