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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
226
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$187K 0.06%
+1,944
New +$188K
BIDU icon
227
Baidu
BIDU
$37.2B
$186K 0.06%
852
+518
+155% +$110K
IWP icon
228
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$184K 0.06%
4,164
-108
-3% -$4.82K
TRP icon
229
TC Energy
TRP
$65.9B
$180K 0.05%
3,500
+1,984
+131% +$103K
IJS icon
230
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$178K 0.05%
3,310
-30
-0.9% -$1.69K
BP icon
231
BP
BP
$107B
$176K 0.05%
4,907
+1,219
+33% +$48.3K
IYT icon
232
iShares US Transportation ETF
IYT
$2.29B
$176K 0.05%
4,676
+1,940
+71% +$72.7K
MELI icon
233
Mercado Libre
MELI
$92.3B
$176K 0.05%
1,624
+1,002
+161% +$104K
RPAI
234
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$176K 0.05%
12,029
-4,920
-29% -$75.7K
SNY icon
235
Sanofi
SNY
$104B
$174K 0.05%
3,085
+1,995
+183% +$107K
VDE icon
236
Vanguard Energy ETF
VDE
$9.74B
$170K 0.05%
1,299
+260
+25% +$36.3K
COV
237
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$170K 0.05%
1,970
+1,704
+641% +$151K
DDD icon
238
3D Systems Corp
DDD
$613M
$169K 0.05%
3,635
+675
+23% +$35.2K
BWX icon
239
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$166K 0.05%
5,802
+498
+9% +$14.9K
NVS icon
240
Novartis
NVS
$297B
$165K 0.05%
1,962
+1,312
+202% +$106K
VV icon
241
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$165K 0.05%
1,828
+438
+32% +$39.8K
VXF icon
242
Vanguard Extended Market ETF
VXF
$31.7B
$164K 0.05%
1,962
-78
-4% -$6.72K
VSS icon
243
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$161K 0.05%
1,576
+1,256
+393% +$136K
ACN icon
244
Accenture
ACN
$108B
$160K 0.05%
1,969
+1,332
+209% +$107K
DTE icon
245
DTE Energy
DTE
$29.1B
$160K 0.05%
2,465
-120
-5% -$7.77K
IJK icon
246
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$159K 0.05%
4,188
+4
+0.1% +$155
MMP
247
DELISTED
Magellan Midstream Partners, L.P.
MMP
$158K 0.05%
1,879
+11
+0.6% +$915
NEM icon
248
Newmont
NEM
$119B
$157K 0.05%
6,817
-199
-3% -$5.08K
ABB
249
DELISTED
ABB Ltd
ABB
$154K 0.05%
6,874
+4,648
+209% +$107K
EXC icon
250
Exelon
EXC
$47B
$153K 0.05%
6,288
-42
-0.7% -$984
8 9
10
11 12

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.