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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
226
Vanguard Dividend Appreciation ETF
VIG
$114B
$161K 0.06%
2,068
+2
+0.1% +$153
BP icon
227
BP
BP
$109B
$159K 0.06%
3,688
-59
-2% -$2.43K
SWK icon
228
Stanley Black & Decker
SWK
$15.3B
$158K 0.06%
1,800
+800
+80% +$68.2K
MMP
229
DELISTED
Magellan Midstream Partners, L.P.
MMP
$157K 0.06%
1,868
+308
+20% +$24.1K
OMC icon
230
Omnicom Group
OMC
$22.6B
$152K 0.05%
2,138
+4
+0.2% +$279
BPL
231
DELISTED
Buckeye Partners, L.P.
BPL
$152K 0.05%
1,835
– –
VDE icon
232
Vanguard Energy ETF
VDE
$9.84B
$150K 0.05%
1,039
-283
-21% -$38.5K
ECL icon
233
Ecolab
ECL
$79.8B
$149K 0.05%
1,337
+3
+0.2% +$322
IEMG icon
234
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$149K 0.05%
2,877
+53
+2% +$2.69K
UAA icon
235
Under Armour
UAA
$2.73B
$148K 0.05%
4,968
-384
-7% -$10.1K
XLU icon
236
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$147K 0.05%
6,650
+2,978
+81% +$63.3K
RPM icon
237
RPM International
RPM
$14.8B
$145K 0.05%
3,145
– –
OKS
238
DELISTED
Oneok Partners LP
OKS
$144K 0.05%
2,454
-118
-5% -$6.58K
EFG icon
239
iShares MSCI EAFE Growth ETF
EFG
$17B
$140K 0.05%
1,939
-416
-18% -$29.9K
VOD icon
240
Vodafone
VOD
$37B
$139K 0.05%
4,164
-166
-4% -$5.88K
HD icon
241
Home Depot
HD
$349B
$138K 0.05%
1,706
+151
+10% +$11.9K
EMC
242
DELISTED
EMC CORPORATION
EMC
$137K 0.05%
5,186
+1,678
+48% +$44.3K
EOG icon
243
EOG Resources
EOG
$71.4B
$135K 0.05%
1,157
-405
-26% -$42.6K
MRK icon
244
Merck
MRK
$317B
$134K 0.05%
2,427
-210
-8% -$11.5K
ADRE
245
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$134K 0.05%
3,433
-525
-13% -$20K
DD
246
DELISTED
Du Pont De Nemours E I
DD
$132K 0.05%
2,121
– –
SHY icon
247
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$131K 0.05%
1,544
-1,088
-41% -$92K
JPM icon
248
JPMorgan Chase
JPM
$947B
$130K 0.05%
2,250
+590
+36% +$33.2K
ORCL icon
249
Oracle
ORCL
$413B
$129K 0.05%
3,177
+383
+14% +$15.8K
DIA icon
250
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$126K 0.04%
752
-66
-8% -$10.9K
8 9
10
11 12

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.