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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
226
Vanguard High Dividend Yield ETF
VYM
$82.8B
$139K 0.06%
2,195
+199
+10% +$12.2K
BPL
227
DELISTED
Buckeye Partners, L.P.
BPL
$138K 0.06%
1,835
– –
OKS
228
DELISTED
Oneok Partners LP
OKS
$138K 0.06%
2,572
-22
-0.8% -$1.17K
EXC icon
229
Exelon
EXC
$47B
$136K 0.06%
5,664
-38,894
-87% -$819K
NEM icon
230
Newmont
NEM
$119B
$136K 0.06%
5,811
+1,064
+22% +$25.3K
DD
231
DELISTED
Du Pont De Nemours E I
DD
$135K 0.06%
2,121
-1
-0% -$61
ETP
232
DELISTED
Energy Transfer Partners L.p.
ETP
$135K 0.06%
2,508
+90
+4% +$4.88K
DIA icon
233
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$134K 0.06%
818
-2,972
-78% -$480K
DWM icon
234
WisdomTree International Equity Fund
DWM
$697M
$133K 0.06%
2,433
+1,190
+96% +$64K
ETN icon
235
Eaton
ETN
$174B
$132K 0.06%
1,761
+483
+38% +$35.6K
RPM icon
236
RPM International
RPM
$15B
$132K 0.06%
3,145
– –
TIP icon
237
iShares TIPS Bond ETF
TIP
$14.5B
$132K 0.06%
1,176
+342
+41% +$38.3K
MDT icon
238
Medtronic
MDT
$112B
$124K 0.05%
2,017
+1,914
+1,858% +$111K
DIS icon
239
Walt Disney
DIS
$181B
$123K 0.05%
1,537
+626
+69% +$48.5K
HD icon
240
Home Depot
HD
$355B
$123K 0.05%
1,555
– –
MINT icon
241
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$120K 0.05%
1,181
+500
+73% +$50.7K
VV icon
242
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$120K 0.05%
1,390
+1,310
+1,638% +$111K
PRF icon
243
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$119K 0.05%
7,040
+5
+0.1% +$82
ORCL icon
244
Oracle
ORCL
$423B
$114K 0.05%
2,794
-406
-13% -$15.5K
MS icon
245
Morgan Stanley
MS
$340B
$113K 0.05%
3,618
+3,383
+1,440% +$105K
ILCB icon
246
iShares Morningstar US Equity ETF
ILCB
$1.32B
$112K 0.05%
4,040
– –
PAA icon
247
Plains All American Pipeline
PAA
$16.1B
$112K 0.05%
2,040
-995
-33% -$52.2K
NUM
248
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$112K 0.05%
8,279
+6,430
+348% +$85.3K
SRC
249
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$111K 0.05%
2,250
– –
IGF icon
250
iShares Global Infrastructure ETF
IGF
$10.8B
$110K 0.05%
+2,649
New +$105K
8 9
10
11 12

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.