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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOBL icon
201
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$2.94M 0.11%
66,288
-1,082
-2% -$50.8K
MDLZ icon
202
Mondelez International
MDLZ
$77.7B
$2.93M 0.11%
42,242
+2,475
+6% +$178K
EEFT icon
203
Euronet Worldwide
EEFT
$3.02B
$2.93M 0.11%
36,904
-1,626
-4% -$151K
FEZ icon
204
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$2.9M 0.11%
68,952
-12,598
-15% -$563K
VYM icon
205
Vanguard High Dividend Yield ETF
VYM
$81.1B
$2.89M 0.11%
27,933
-430
-2% -$46.1K
EWU icon
206
iShares MSCI United Kingdom ETF
EWU
$4.04B
$2.89M 0.11%
91,304
+2,505
+3% +$80.7K
ISTB icon
207
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$2.86M 0.11%
61,724
+4,198
+7% +$195K
PANW icon
208
Palo Alto Networks
PANW
$264B
$2.86M 0.11%
24,416
+14,348
+143% +$1.7M
BCX icon
209
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$2.86M 0.11%
310,170
+16,829
+6% +$158K
FTSL icon
210
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$2.85M 0.11%
62,315
-24,388
-28% -$1.11M
HYLS icon
211
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$2.85M 0.11%
72,613
-13,282
-15% -$527K
AJG icon
212
Arthur J. Gallagher & Co
AJG
$63.7B
$2.84M 0.11%
12,450
+1,068
+9% +$239K
SPGP icon
213
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$2.82M 0.11%
30,913
+9,602
+45% +$895K
D icon
214
Dominion Energy
D
$62.5B
$2.82M 0.11%
63,125
+669
+1% +$33.2K
SDY icon
215
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.78M 0.11%
24,098
-1,198
-5% -$146K
CB icon
216
Chubb
CB
$140B
$2.76M 0.11%
13,255
+1,014
+8% +$205K
VUSB icon
217
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$2.75M 0.11%
+55,957
New +$2.75M
CVS icon
218
CVS Health
CVS
$137B
$2.72M 0.11%
38,959
+5,098
+15% +$361K
BSJQ icon
219
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$903M
$2.69M 0.1%
118,722
+2,436
+2% +$55.6K
GD icon
220
General Dynamics
GD
$105B
$2.65M 0.1%
11,956
+1,404
+13% +$311K
WY icon
221
Weyerhaeuser
WY
$17.3B
$2.63M 0.1%
85,713
+3,787
+5% +$125K
GS icon
222
Goldman Sachs
GS
$313B
$2.62M 0.1%
8,087
-293
-3% -$97.9K
TXN icon
223
Texas Instruments
TXN
$255B
$2.57M 0.1%
16,169
+458
+3% +$78.1K
FTGC icon
224
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.02B
$2.54M 0.1%
105,890
-4,098
-4% -$98.9K
GDX icon
225
VanEck Gold Miners ETF
GDX
$23B
$2.52M 0.1%
93,787
+3,041
+3% +$89.6K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.