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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.69B
AUM Growth
+$234M
Cap. Flow
+$164M
Cap. Flow %
9.75%
Top 10 Hldgs %
25.19%
Holding
789
New
121
Increased
355
Reduced
238
Closed
46

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.15M
2
MSFT icon
Microsoft
MSFT
+$5.91M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$5.84M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.72M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$5.66M

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$32.6M
2
BX icon
Blackstone
BX
+$5.05M
3
FSKR
FS KKR Capital Corp. II
FSKR
+$3.45M
4
MO icon
Altria Group
MO
+$3.21M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.74M

Sector Composition

Rank Sector Weight
1 Technology 13.94%
2 Financials 7.12%
3 Consumer Discretionary 6.25%
4 Industrials 5.24%
5 Healthcare 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
201
American Tower
AMT
$78B
$2.13M 0.13%
8,913
+351
+4% +$78.2K
BILI icon
202
Bilibili
BILI
$7.5B
$2.13M 0.13%
19,889
-7,738
-28% -$946K
CB icon
203
Chubb
CB
$139B
$2.13M 0.13%
13,464
-119
-0.9% -$19.2K
ENPH icon
204
Enphase Energy
ENPH
$4.83B
$2.13M 0.13%
13,113
-1,189
-8% -$213K
XLK icon
205
State Street Technology Select Sector SPDR ETF
XLK
$113B
$2.12M 0.13%
31,992
-18,198
-36% -$1.2M
PGF icon
206
Invesco Financial Preferred ETF
PGF
$674M
$2.11M 0.13%
111,896
+14,349
+15% +$269K
RFDI icon
207
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$2.11M 0.13%
32,219
+12,460
+63% +$817K
FXL icon
208
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$2.11M 0.13%
18,570
-1,195
-6% -$138K
ZM icon
209
Zoom
ZM
$26.7B
$2.11M 0.13%
6,561
+4,433
+208% +$1.63M
MELI icon
210
Mercado Libre
MELI
$93B
$2.1M 0.12%
1,427
+751
+111% +$1.27M
SHOP icon
211
Shopify
SHOP
$162B
$2.1M 0.12%
18,960
+1,670
+10% +$202K
IBM icon
212
IBM
IBM
$204B
$2.08M 0.12%
16,333
+1,485
+10% +$178K
ETSY icon
213
Etsy
ETSY
$7.87B
$2.08M 0.12%
10,328
+105
+1% +$22K
GLD icon
214
SPDR Gold Trust
GLD
$132B
$2.08M 0.12%
12,995
+7,087
+120% +$1.19M
MTUM icon
215
iShares MSCI USA Momentum Factor ETF
MTUM
$24.9B
$2.06M 0.12%
12,824
+8,084
+171% +$1.34M
VGT icon
216
Vanguard Information Technology ETF
VGT
$137B
$2.04M 0.12%
45,608
+2,408
+6% +$108K
FDS icon
217
Factset
FDS
$9.59B
$2.03M 0.12%
6,567
+16
+0.2% +$5.06K
VWO icon
218
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$2.03M 0.12%
38,910
+23,623
+155% +$1.26M
VFC icon
219
VF Corp
VFC
$6.71B
$2M 0.12%
25,028
+167
+0.7% +$13.6K
QQEW icon
220
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$1.99M 0.12%
19,275
+511
+3% +$52.7K
VYM icon
221
Vanguard High Dividend Yield ETF
VYM
$81.1B
$1.98M 0.12%
19,570
+1,200
+7% +$116K
GNMA icon
222
iShares GNMA Bond ETF
GNMA
$424M
$1.94M 0.12%
38,648
+6,575
+21% +$333K
FTSL icon
223
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$1.93M 0.11%
40,213
-5,977
-13% -$287K
BABA icon
224
Alibaba
BABA
$273B
$1.9M 0.11%
8,400
+2,541
+43% +$624K
DD icon
225
DuPont de Nemours
DD
$18.6B
$1.89M 0.11%
19,519
+6,801
+53% +$652K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Prospera Financial Services held 789 positions worth $1.69B, up 16% from $1.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q1 2021, opening 121 new positions and adding to 355 existing holdings. Its largest new stake was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Blackstone, an estimated $5.05M trimmed.

  • Prospera Financial Services's largest Q1 2021 buy was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.
  • Prospera Financial Services added most to Apple in Q1 2021, an estimated $8.15M increase.
  • Prospera Financial Services's biggest Q1 2021 reduction was Blackstone, cutting an estimated $5.05M.
  • Prospera Financial Services fully exited SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2021, selling an estimated $32.6M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $1.69B portfolio in Q1 2021.
  • Prospera Financial Services opened 121 new positions and closed 46 in Q1 2021.
  • Prospera Financial Services's portfolio value rose 16% quarter-over-quarter to $1.69B.

Based on Prospera Financial Services's 13F filing for Q1 2021, filed 6 May 2021.