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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
(-27%)
Cap. Flow
-$167M
Cap. Flow
% of AUM
-17.72%
Top 10 Holdings %
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$29.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$20.5M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$11.8M |
| 4 |
Advanced Micro Devices
AMD
|
+$5.54M |
| 5 |
United States Oil Fund
USO
|
+$4.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$74M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$26.4M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$25.5M |
| 4 |
Vulcan Materials
VMC
|
+$6.18M |
| 5 |
Danaher
DHR
|
+$4.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Financials | 7.17% |
| 3 | Healthcare | 6.32% |
| 4 | Consumer Staples | 4.89% |
| 5 | Consumer Discretionary | 4.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
General Dynamics
GD
$106B
| $1.03M | 0.11% |
7,804
-6,994
| -47% | -$1.16M |
|
202
Tesla
TSLA
$1.21T
| $1.01M | 0.11% |
+28,875
| New | +$1.2M |
|
203
Southern Company
SO
$109B
| $998K | 0.11% |
18,425
+885
| +5% | +$56.1K |
|
204
Regeneron Pharmaceuticals
REGN
$72.9B
| $990K | 0.11% |
+2,027
| New | +$836K |
|
205
DexCom
DXCM
$28.9B
| $977K | 0.1% |
+14,508
| New | +$903K |
|
206
PayPal
PYPL
$51.4B
| $934K | 0.1% |
9,756
+1,131
| +13% | +$125K |
|
207
ConocoPhillips
COP
$139B
| $916K | 0.1% |
29,767
-577
| -2% | -$29.4K |
|
208
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
| $916K | 0.1% |
33,074
-70,816
| -68% | -$2.26M |
|
209
RingCentral
RNG
$4.77B
| $912K | 0.1% |
+4,302
| New | +$886K |
|
|
SGEN
210
DELISTED
Seagen Inc. Common Stock
SGEN
| $901K | 0.1% |
7,809
-6,536
| -46% | -$724K |
|
211
First Trust Managed Municipal ETF
FMB
$2.04B
| $890K | 0.09% |
16,454
+3,192
| +24% | +$177K |
|
212
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $882K | 0.09% |
8,910
-4,163
| -32% | -$421K |
|
213
Franklin US Core Bond ETF
FLCB
$3.03B
| $877K | 0.09% |
34,456
+22,779
| +195% | +$579K |
|
214
ALPS Strategic Income Fund
RIGS
$60.5M
| $866K | 0.09% |
38,739
-7,867
| -17% | -$189K |
|
215
Bristol-Myers Squibb
BMY
$130B
| $860K | 0.09% |
15,428
-6,170
| -29% | -$377K |
|
216
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.81B
| $856K | 0.09% |
28,325
+5,079
| +22% | +$151K |
|
217
Jack Henry & Associates
JKHY
$11.2B
| $855K | 0.09% |
5,507
-410
| -7% | -$63.7K |
|
218
Cencora
COR
$62.2B
| $841K | 0.09% |
9,498
-1,036
| -10% | -$91.3K |
|
219
Atlassian
TEAM
$25.4B
| $826K | 0.09% |
+6,017
| New | +$841K |
|
220
Mondelez International
MDLZ
$80.2B
| $818K | 0.09% |
16,339
-2,549
| -13% | -$138K |
|
221
WEC Energy
WEC
$37B
| $818K | 0.09% |
9,282
-20,234
| -69% | -$1.95M |
|
222
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
| $813K | 0.09% |
16,993
-28,966
| -63% | -$1.58M |
|
223
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
| $805K | 0.09% |
62,183
+9,039
| +17% | +$154K |
|
224
Stryker
SYK
$133B
| $805K | 0.09% |
4,835
-621
| -11% | -$121K |
|
225
Goldman Sachs
GS
$305B
| $788K | 0.08% |
5,099
+782
| +18% | +$166K |
|
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Prospera Financial Services's Q1 2020 Portfolio in Review
As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.
- Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
- Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
- Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
- Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
- Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
- Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.
Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.