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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDVY icon
201
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$1.62M 0.13%
45,245
+19,044
+73% +$645K
PGF icon
202
Invesco Financial Preferred ETF
PGF
$676M
$1.61M 0.12%
85,513
-2,740
-3% -$51.4K
BSJN
203
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$1.61M 0.12%
61,701
+35,003
+131% +$908K
AMD icon
204
Advanced Micro Devices
AMD
$851B
$1.6M 0.12%
34,979
-3,398
-9% -$125K
USB icon
205
US Bancorp
USB
$99.6B
$1.58M 0.12%
26,714
+18,438
+223% +$1.07M
CVNA icon
206
Carvana
CVNA
$43.3B
$1.57M 0.12%
+85,360
New +$1.43M
LRCX icon
207
Lam Research
LRCX
$382B
$1.57M 0.12%
+53,730
New +$1.43M
FDS icon
208
Factset
FDS
$9.05B
$1.55M 0.12%
5,792
+4,449
+331% +$1.14M
IWV icon
209
iShares Russell 3000 ETF
IWV
$19.5B
$1.54M 0.12%
8,174
-19
-0.2% -$3.42K
IWR icon
210
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.53M 0.12%
25,751
+11,047
+75% +$634K
RDS.B
211
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.49M 0.11%
24,883
+5,341
+27% +$314K
CL icon
212
Colgate-Palmolive
CL
$72.6B
$1.44M 0.11%
20,865
+17,822
+586% +$1.22M
XLV icon
213
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$1.43M 0.11%
14,079
+107
+0.8% +$10.3K
ECL icon
214
Ecolab
ECL
$75.6B
$1.43M 0.11%
7,411
+2,953
+66% +$561K
PII icon
215
Polaris
PII
$4.15B
$1.43M 0.11%
14,054
+10,638
+311% +$1.03M
BP icon
216
BP
BP
$113B
$1.42M 0.11%
37,625
-273
-0.7% -$10.4K
ET icon
217
Energy Transfer Partners
ET
$70.1B
$1.39M 0.11%
108,520
+2,371
+2% +$29.2K
BMY icon
218
Bristol-Myers Squibb
BMY
$127B
$1.39M 0.11%
21,598
+10,008
+86% +$573K
GIS icon
219
General Mills
GIS
$19.2B
$1.39M 0.11%
25,868
+15,999
+162% +$843K
SHY icon
220
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.36M 0.1%
16,017
+209
+1% +$17.7K
FUMB icon
221
First Trust Ultra Short Duration Municipal ETF
FUMB
$246M
$1.34M 0.1%
+66,789
New +$1.34M
RFDI icon
222
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$1.34M 0.1%
22,388
-5,240
-19% -$303K
AMLP icon
223
Alerian MLP ETF
AMLP
$13B
$1.33M 0.1%
31,287
-3,198
-9% -$134K
MINT icon
224
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.33M 0.1%
13,073
+1,965
+18% +$200K
IYJ icon
225
iShares US Industrials ETF
IYJ
$1.98B
$1.3M 0.1%
15,508
+2
+0% +$163
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.