We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
201
Texas Instruments
TXN
$259B
$621K 0.09%
6,881
+588
+9% +$48.4K
CL icon
202
Colgate-Palmolive
CL
$72.1B
$617K 0.09%
8,468
-856
-9% -$61.7K
V icon
203
Visa
V
$669B
$617K 0.09%
5,858
+55
+0.9% +$5.58K
PAA icon
204
Plains All American Pipeline
PAA
$17.4B
$616K 0.09%
29,068
-500
-2% -$11.6K
RWX icon
205
State Street SPDR Dow Jones International Real Estate ETF
RWX
$262M
$614K 0.09%
16,009
-984
-6% -$38.1K
UNP icon
206
Union Pacific
UNP
$181B
$608K 0.09%
5,323
-88
-2% -$9.44K
RDS.B
207
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$599K 0.09%
9,565
+335
+4% +$19.2K
IJH icon
208
iShares Core S&P Mid-Cap ETF
IJH
$122B
$596K 0.09%
16,535
+5,385
+48% +$188K
C icon
209
Citigroup
C
$221B
$595K 0.09%
8,080
– –
OKE icon
210
Oneok
OKE
$58.7B
$594K 0.09%
10,703
+5,172
+94% +$280K
OHI icon
211
Omega Healthcare
OHI
$15.2B
$585K 0.09%
18,425
+2,346
+15% +$75.2K
ET icon
212
Energy Transfer Partners
ET
$70.3B
$581K 0.09%
33,400
– –
XBI icon
213
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$580K 0.09%
6,585
-625
-9% -$50.1K
BCX icon
214
BlackRock Resources & Commodities Strategy Trust
BCX
$903M
$575K 0.09%
64,570
+3,640
+6% +$31.1K
FRI icon
215
First Trust S&P REIT Index Fund
FRI
$191M
$574K 0.09%
24,614
-14,276
-37% -$333K
IXUS icon
216
iShares Core MSCI Total International Stock ETF
IXUS
$57.6B
$574K 0.09%
9,371
+1,123
+14% +$66.8K
RIGS icon
217
ALPS Strategic Income Fund
RIGS
$60.3M
$562K 0.09%
22,109
-693
-3% -$17.6K
FXN icon
218
First Trust Energy AlphaDEX Fund
FXN
$397M
$554K 0.08%
38,697
+925
+2% +$12.3K
EMLP icon
219
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$551K 0.08%
22,165
-2,007
-8% -$50K
AMGN icon
220
Amgen
AMGN
$201B
$543K 0.08%
2,900
+314
+12% +$55.6K
AWK icon
221
American Water Works
AWK
$26.2B
$541K 0.08%
6,586
-547
-8% -$44.3K
IVZ icon
222
Invesco
IVZ
$13.2B
$539K 0.08%
15,132
+914
+6% +$31.2K
TIP icon
223
iShares TIPS Bond ETF
TIP
$14.5B
$538K 0.08%
4,738
-1,220
-20% -$139K
IEF icon
224
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$537K 0.08%
5,046
-9,240
-65% -$990K
DOC icon
225
Healthpeak Properties
DOC
$15.2B
$530K 0.08%
19,442
+334
+2% +$10K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.