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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
201
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$236K 0.07%
2,831
-2,571
-48% -$214K
VIG icon
202
Vanguard Dividend Appreciation ETF
VIG
$111B
$234K 0.07%
3,105
-302
-9% -$22.3K
TLT icon
203
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$231K 0.07%
+2,116
New +$226K
BAC.PRL icon
204
Bank of America Series L
BAC.PRL
$3.95B
$229K 0.07%
200
– –
FRT icon
205
Federal Realty Investment Trust
FRT
$10.9B
$229K 0.07%
2,000
– –
ASTC icon
206
Astrotech Corp
ASTC
$14.5M
$228K 0.07%
648
– –
KRFT
207
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$228K 0.07%
4,262
-5,778
-58% -$314K
IJJ icon
208
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$227K 0.07%
3,762
+178
+5% +$10.4K
META icon
209
Meta Platforms (Facebook)
META
$1.51T
$227K 0.07%
4,990
+704
+16% +$44.6K
IJK icon
210
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$226K 0.07%
5,900
+248
+4% +$9.34K
MIDD icon
211
Middleby
MIDD
$6.05B
$225K 0.07%
+2,550
New +$222K
D icon
212
Dominion Energy
D
$62.5B
$223K 0.07%
3,136
+3
+0.1% +$205
BFH icon
213
Bread Financial
BFH
$4.21B
$222K 0.07%
+1,168
New +$251K
BPT
214
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$219K 0.07%
+2,598
New +$209K
IJT icon
215
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$219K 0.07%
5,306
+32
+0.6% +$1.88K
COST icon
216
Costco
COST
$415B
$216K 0.07%
2,181
+472
+28% +$54K
XLV icon
217
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$216K 0.07%
+3,698
New +$213K
USA icon
218
Liberty All-Star Equity Fund
USA
$1.75B
$212K 0.07%
36,000
+25,000
+227% +$146K
NSC icon
219
Norfolk Southern
NSC
$78.8B
$210K 0.07%
2,164
-100
-4% -$9.28K
RIG icon
220
Transocean
RIG
$5.92B
$210K 0.07%
+5,090
New +$221K
AIVL icon
221
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$209K 0.07%
+2,978
New +$202K
APD icon
222
Air Products & Chemicals
APD
$66.3B
$209K 0.07%
+1,895
New +$201K
ICF icon
223
iShares Select U.S. REIT ETF
ICF
$2.12B
$209K 0.07%
5,086
-6,366
-56% -$253K
VER
224
DELISTED
VEREIT, Inc.
VER
$209K 0.07%
3,701
+1,144
+45% +$79.7K
BSJI
225
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$206K 0.07%
+7,532
New +$205K
7 8
9
10 11

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.