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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
176
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.96M 0.13%
7,804
-1,658
-18% -$770K
SPYD icon
177
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$3.93M 0.13%
100,389
+58,885
+142% +$2.11M
AZN icon
178
AstraZeneca
AZN
$263B
$3.93M 0.13%
29,166
+20,215
+226% +$2.63M
QQEW icon
179
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$3.92M 0.13%
33,403
+28,387
+566% +$3.05M
CGMS icon
180
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$3.92M 0.13%
+145,239
New +$3.77M
BLK icon
181
Blackrock
BLK
$164B
$3.91M 0.13%
4,811
-823
-15% -$575K
GILD icon
182
Gilead Sciences
GILD
$161B
$3.88M 0.13%
47,946
+3,569
+8% +$278K
SPSB icon
183
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$3.88M 0.13%
130,386
+122,577
+1,570% +$3.61M
PAYX icon
184
Paychex
PAYX
$40.4B
$3.88M 0.13%
32,565
-676
-2% -$80.1K
VALE icon
185
Vale
VALE
$62.9B
$3.86M 0.13%
243,591
-95,776
-28% -$1.37M
DVY icon
186
iShares Select Dividend ETF
DVY
$24B
$3.85M 0.13%
32,869
+4,158
+14% +$457K
FLRN icon
187
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$3.75M 0.12%
122,630
-24,258
-17% -$743K
XLY icon
188
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.75M 0.12%
41,932
+26,298
+168% +$2.18M
IBM icon
189
IBM
IBM
$202B
$3.74M 0.12%
22,871
+1,120
+5% +$169K
NSC icon
190
Norfolk Southern
NSC
$78.8B
$3.73M 0.12%
15,785
-1,099
-7% -$230K
FTEC icon
191
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$3.69M 0.12%
25,692
+878
+4% +$116K
BP icon
192
BP
BP
$113B
$3.69M 0.12%
104,223
-401
-0.4% -$14.7K
SNOV icon
193
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$114M
$3.63M 0.12%
+171,580
New +$3.53M
AMT icon
194
American Tower
AMT
$77.7B
$3.62M 0.12%
16,785
-2,641
-14% -$499K
TGT icon
195
Target
TGT
$62.1B
$3.6M 0.12%
25,282
-1,993
-7% -$243K
PSLV icon
196
Sprott Physical Silver Trust
PSLV
$11.9B
$3.59M 0.12%
443,835
+7,194
+2% +$56.8K
PWP icon
197
Perella Weinberg Partners
PWP
$1.14B
$3.58M 0.12%
292,800
-127,850
-30% -$1.39M
FPX icon
198
First Trust US Equity Opportunities ETF
FPX
$1.51B
$3.57M 0.12%
37,282
-362
-1% -$31.2K
CIBR icon
199
First Trust NASDAQ Cybersecurity ETF
CIBR
$13.8B
$3.56M 0.12%
66,032
+19,111
+41% +$924K
ET icon
200
Energy Transfer Partners
ET
$70.1B
$3.53M 0.12%
255,498
+27,777
+12% +$378K
6 7
8
9 10

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.