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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
(-1%)
Cap. Flow
+$66.7M
Cap. Flow
% of AUM
2.58%
Top 10 Holdings %
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.66M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.18M |
| 3 |
First Trust Smith Opportunistic Fixed Income ETF
FIXD
|
+$8.8M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$7.69M |
| 5 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$6.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright International Focus 5 ETF
IFV
|
+$19.3M |
| 2 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$12.1M |
| 3 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$9.54M |
| 4 |
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
|
+$9.45M |
| 5 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$7.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.76% |
| 2 | Financials | 6.88% |
| 3 | Healthcare | 5.36% |
| 4 | Industrials | 4.66% |
| 5 | Consumer Staples | 4.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
| $3.34M | 0.13% |
106,661
-999
| -0.9% | -$33K |
|
177
Norfolk Southern
NSC
$78.8B
| $3.33M | 0.13% |
16,884
-86
| -0.5% | -$18.6K |
|
178
Gilead Sciences
GILD
$161B
| $3.33M | 0.13% |
44,377
+1,309
| +3% | +$101K |
|
179
Emerson Electric
EMR
$82.9B
| $3.32M | 0.13% |
34,335
+3,116
| +10% | +$297K |
|
180
Sprott Physical Silver Trust
PSLV
$11.9B
| $3.31M | 0.13% |
436,641
-8,956
| -2% | -$72.1K |
|
181
iShares Core MSCI EAFE ETF
IEFA
$186B
| $3.28M | 0.13% |
50,995
+19,340
| +61% | +$1.29M |
|
182
American Tower
AMT
$77.7B
| $3.2M | 0.12% |
19,426
+3,447
| +22% | +$630K |
|
183
Energy Transfer Partners
ET
$70.1B
| $3.2M | 0.12% |
227,721
+8,481
| +4% | +$112K |
|
184
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
| $3.19M | 0.12% |
24,207
+6,376
| +36% | +$871K |
|
185
State Street Health Care Select Sector SPDR ETF
XLV
$42B
| $3.19M | 0.12% |
24,753
-4,614
| -16% | -$613K |
|
186
iShares MSCI EAFE ETF
EFA
$76.4B
| $3.18M | 0.12% |
46,053
-10,322
| -18% | -$739K |
|
187
First Trust US Equity Opportunities ETF
FPX
$1.51B
| $3.16M | 0.12% |
37,644
-2,488
| -6% | -$219K |
|
|
BSJN
188
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
| $3.13M | 0.12% |
133,059
+670
| +0.5% | +$15.8K |
|
189
Fidelity National Information Services
FIS
$21.5B
| $3.12M | 0.12% |
56,495
+11,974
| +27% | +$689K |
|
190
iShares Select Dividend ETF
DVY
$24B
| $3.09M | 0.12% |
28,711
-212
| -0.7% | -$24.1K |
|
191
IBM
IBM
$202B
| $3.05M | 0.12% |
21,751
+260
| +1% | +$37K |
|
192
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
| $3.05M | 0.12% |
24,814
+1,044
| +4% | +$134K |
|
193
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $3.03M | 0.12% |
58,495
-3,442
| -6% | -$186K |
|
194
Crown Castle
CCI
$32.7B
| $3.02M | 0.12% |
32,784
+2,957
| +10% | +$306K |
|
195
Target
TGT
$62.1B
| $3.02M | 0.12% |
27,275
-732
| -3% | -$92.9K |
|
196
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
| $3.01M | 0.12% |
70,452
+28,845
| +69% | +$1.27M |
|
197
Corpay
CPAY
$24.2B
| $3M | 0.12% |
11,767
+18
| +0.2% | +$4.71K |
|
198
iShares S&P 500 Value ETF
IVE
$48.9B
| $3M | 0.12% |
19,489
-1,637
| -8% | -$265K |
|
199
Phillips 66
PSX
$82.9B
| $2.98M | 0.12% |
24,734
-2,869
| -10% | -$322K |
|
200
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
| $2.95M | 0.11% |
144,321
+95,695
| +197% | +$2.01M |
|
Similar funds
AG
AMH
EDRH
GAM
CIA
PS
PFA
RBI
Prospera Financial Services's Q3 2023 Portfolio in Review
As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.
- Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
- Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
- Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
- Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
- Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
- Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
- Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.
Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.