We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CI icon
176
Cigna
CI
$76.6B
$2.85M 0.15%
10,260
-10
-0.1% -$2.81K
EA icon
177
Electronic Arts
EA
$52.4B
$2.81M 0.15%
24,298
-331
-1% -$41.9K
BKLN icon
178
Invesco Senior Loan ETF
BKLN
$7.1B
$2.81M 0.15%
139,120
-18,189
-12% -$379K
C icon
179
Citigroup
C
$222B
$2.8M 0.15%
67,207
+11,656
+21% +$576K
EFA icon
180
iShares MSCI EAFE ETF
EFA
$76.4B
$2.77M 0.14%
49,478
-1,680
-3% -$105K
KRP icon
181
Kimbell Royalty Partners
KRP
$1.47B
$2.77M 0.14%
162,965
+5,147
+3% +$88.1K
QCOM icon
182
Qualcomm
QCOM
$176B
$2.77M 0.14%
24,451
+238
+1% +$32.7K
SBLK icon
183
Star Bulk Carriers
SBLK
$3.14B
$2.7M 0.14%
154,217
-49,556
-24% -$1.13M
RSG icon
184
Republic Services
RSG
$66.7B
$2.69M 0.14%
19,752
-244
-1% -$34.1K
BSM icon
185
Black Stone Minerals
BSM
$3.11B
$2.65M 0.14%
169,386
+12,271
+8% +$186K
T icon
186
AT&T
T
$165B
$2.65M 0.14%
172,539
+17,741
+11% +$323K
GILD icon
187
Gilead Sciences
GILD
$161B
$2.64M 0.14%
42,819
+549
+1% +$34.6K
VYM icon
188
Vanguard High Dividend Yield ETF
VYM
$81.1B
$2.63M 0.14%
27,685
+4,988
+22% +$519K
AMT icon
189
American Tower
AMT
$77.7B
$2.62M 0.14%
12,199
+182
+2% +$46.8K
EEM icon
190
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.62M 0.14%
75,004
-3,936
-5% -$154K
CVS icon
191
CVS Health
CVS
$137B
$2.6M 0.14%
27,251
+308
+1% +$30.5K
IBM icon
192
IBM
IBM
$202B
$2.58M 0.13%
21,703
-20,155
-48% -$2.65M
VEA icon
193
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.57M 0.13%
70,759
+8,580
+14% +$350K
GOGL
194
DELISTED
Golden Ocean Group
GOGL
$2.55M 0.13%
341,412
-73,176
-18% -$733K
VIG icon
195
Vanguard Dividend Appreciation ETF
VIG
$111B
$2.54M 0.13%
18,798
+305
+2% +$45.4K
IWF icon
196
iShares Russell 1000 Growth ETF
IWF
$122B
$2.52M 0.13%
47,940
+29,744
+163% +$1.75M
AIZ icon
197
Assurant
AIZ
$13.7B
$2.5M 0.13%
17,234
+4,463
+35% +$729K
DD icon
198
DuPont de Nemours
DD
$18.6B
$2.5M 0.13%
39,551
+6,273
+19% +$448K
SDY icon
199
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$2.47M 0.13%
22,076
+2,754
+14% +$339K
TAP icon
200
Molson Coors Class B
TAP
$7.68B
$2.46M 0.13%
51,378
+17,367
+51% +$942K
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.