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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIN icon
176
Linde
LIN
$237B
$3M 0.15%
10,203
+143
+1% +$43.5K
MTB icon
177
M&T Bank
MTB
$36.2B
$2.9M 0.14%
+19,415
New +$2.69M
PTH icon
178
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$166M
$2.87M 0.14%
53,433
+2,997
+6% +$168K
MUB icon
179
iShares National Muni Bond ETF
MUB
$45.1B
$2.85M 0.14%
24,557
+3,423
+16% +$401K
DUK icon
180
Duke Energy
DUK
$102B
$2.84M 0.14%
29,084
-1,182
-4% -$122K
XLY icon
181
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$2.82M 0.14%
31,422
-78
-0.2% -$7.08K
FNX icon
182
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$2.8M 0.14%
28,635
+85
+0.3% +$8.46K
GS icon
183
Goldman Sachs
GS
$313B
$2.79M 0.14%
7,378
-105
-1% -$41K
SEDG icon
184
SolarEdge
SEDG
$2.59B
$2.79M 0.14%
10,503
+27
+0.3% +$7.35K
XLF icon
185
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$2.77M 0.14%
73,709
-3,560
-5% -$133K
ENPH icon
186
Enphase Energy
ENPH
$4.84B
$2.7M 0.13%
17,999
-557
-3% -$95.6K
IVOL icon
187
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$2.69M 0.13%
96,505
+3,311
+4% +$92.4K
ARKK icon
188
ARK Innovation ETF
ARKK
$5.89B
$2.67M 0.13%
24,183
-2,911
-11% -$350K
RFDI icon
189
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$2.67M 0.13%
38,520
+3,087
+9% +$226K
SYK icon
190
Stryker
SYK
$127B
$2.64M 0.13%
10,007
+5,055
+102% +$1.35M
BSJO
191
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$2.63M 0.13%
104,946
+6,232
+6% +$156K
PEJ icon
192
Invesco Leisure and Entertainment ETF
PEJ
$252M
$2.58M 0.13%
51,197
+3,469
+7% +$172K
EW icon
193
Edwards Lifesciences
EW
$47.6B
$2.57M 0.13%
22,711
+3,702
+19% +$423K
BXMT icon
194
Blackstone Mortgage Trust
BXMT
$2.82B
$2.57M 0.13%
84,653
+4,692
+6% +$149K
IWP icon
195
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$2.56M 0.13%
22,871
-485
-2% -$55.8K
DVN icon
196
Devon Energy
DVN
$51.9B
$2.56M 0.13%
+72,128
New +$2.05M
CVS icon
197
CVS Health
CVS
$137B
$2.56M 0.13%
30,152
-587
-2% -$49.2K
SPUC icon
198
Simplify US Equity Income ETF
SPUC
$91.4M
$2.54M 0.13%
81,096
+1,498
+2% +$48.6K
TEAM icon
199
Atlassian
TEAM
$22B
$2.54M 0.13%
6,483
+5,474
+543% +$1.83M
RDS.B
200
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$2.53M 0.13%
57,068
+400
+0.7% +$15.8K
6 7
8
9 10

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EDRH
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GAM
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CIA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.