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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
(-27%)
Cap. Flow
-$167M
Cap. Flow
% of AUM
-17.72%
Top 10 Holdings %
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$29.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$20.5M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$11.8M |
| 4 |
Advanced Micro Devices
AMD
|
+$5.54M |
| 5 |
United States Oil Fund
USO
|
+$4.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$74M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$26.4M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$25.5M |
| 4 |
Vulcan Materials
VMC
|
+$6.18M |
| 5 |
Danaher
DHR
|
+$4.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Financials | 7.17% |
| 3 | Healthcare | 6.32% |
| 4 | Consumer Staples | 4.89% |
| 5 | Consumer Discretionary | 4.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Roku
ROKU
$21.3B
| $1.33M | 0.14% |
15,189
-805
| -5% | -$92.7K |
|
177
ScottsMiracle-Gro
SMG
$4.25B
| $1.33M | 0.14% |
12,961
+2,110
| +19% | +$232K |
|
178
State Street SPDR S&P Dividend ETF
SDY
$22.3B
| $1.3M | 0.14% |
16,315
-11,142
| -41% | -$1.1M |
|
179
Vanguard Mid-Cap ETF
VO
$107B
| $1.29M | 0.14% |
39,244
-2,824
| -7% | -$117K |
|
180
CVS Health
CVS
$140B
| $1.29M | 0.14% |
21,721
-4,919
| -18% | -$328K |
|
181
First Trust Utilities AlphaDEX Fund
FXU
$836M
| $1.29M | 0.14% |
52,418
-41,939
| -44% | -$1.19M |
|
182
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
| $1.27M | 0.14% |
24,177
-8,247
| -25% | -$433K |
|
183
American Tower
AMT
$79.9B
| $1.25M | 0.13% |
5,755
+123
| +2% | +$28.6K |
|
184
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| $1.25M | 0.13% |
66,475
+672
| +1% | +$16.2K |
|
185
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$426M
| $1.22M | 0.13% |
29,956
-2,160
| -7% | -$113K |
|
186
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
| $1.21M | 0.13% |
45,085
+7,722
| +21% | +$306K |
|
|
RDS.B
187
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $1.2M | 0.13% |
36,724
+11,841
| +48% | +$555K |
|
188
iShares Core Conservative Allocation ETF
AOK
$788M
| $1.18M | 0.12% |
34,807
-10,890
| -24% | -$388K |
|
189
Ecolab
ECL
$79.6B
| $1.16M | 0.12% |
7,428
+17
| +0.2% | +$3.19K |
|
190
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $1.15M | 0.12% |
28,024
+6,942
| +33% | +$341K |
|
191
Vanguard S&P 500 ETF
VOO
$971B
| $1.15M | 0.12% |
4,844
+2,324
| +92% | +$651K |
|
192
iShares Russell 3000 ETF
IWV
$19.5B
| $1.14M | 0.12% |
7,657
-517
| -6% | -$92K |
|
193
Wells Fargo
WFC
$263B
| $1.14M | 0.12% |
39,561
+2,550
| +7% | +$108K |
|
194
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
| $1.11M | 0.12% |
8,954
-10,147
| -53% | -$1.29M |
|
195
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
| $1.09M | 0.12% |
22,626
-1,265
| -5% | -$82K |
|
196
iShares Select Dividend ETF
DVY
$24.1B
| $1.07M | 0.11% |
14,564
-12,064
| -45% | -$1.15M |
|
197
Equinix
EQIX
$102B
| $1.07M | 0.11% |
1,710
+16
| +0.9% | +$9.57K |
|
198
iShares Russell Mid-Cap ETF
IWR
$56.5B
| $1.07M | 0.11% |
24,721
-1,030
| -4% | -$56.7K |
|
199
iShares 20+ Year Treasury Bond ETF
TLT
$43.1B
| $1.06M | 0.11% |
6,429
+4,185
| +186% | +$624K |
|
200
BP
BP
$107B
| $1.03M | 0.11% |
42,356
+4,731
| +13% | +$153K |
|
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PFA
RBI
Prospera Financial Services's Q1 2020 Portfolio in Review
As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.
- Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
- Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
- Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
- Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
- Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
- Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.
Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.