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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
176
IBM
IBM
$202B
$1.92M 0.15%
14,970
+2,517
+20% +$327K
ABBV icon
177
AbbVie
ABBV
$458B
$1.9M 0.15%
21,461
+1,493
+7% +$124K
IWP icon
178
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$1.89M 0.15%
24,830
+17,308
+230% +$1.27M
WRB icon
179
W.R. Berkley
WRB
$28B
$1.88M 0.14%
+61,189
New +$1.89M
VO icon
180
Vanguard Mid-Cap ETF
VO
$106B
$1.87M 0.14%
42,068
+1,736
+4% +$74.5K
KO icon
181
Coca-Cola
KO
$354B
$1.86M 0.14%
33,633
+2,442
+8% +$131K
BLK icon
182
Blackrock
BLK
$164B
$1.84M 0.14%
3,654
+2,140
+141% +$1.02M
CLX icon
183
Clorox
CLX
$11.6B
$1.83M 0.14%
11,939
+9,032
+311% +$1.35M
DWAS icon
184
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.83M 0.14%
32,116
-575
-2% -$30.4K
FXL icon
185
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.82M 0.14%
25,075
-405
-2% -$27.8K
HYLS icon
186
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$1.81M 0.14%
37,170
+1,477
+4% +$71.3K
MTUM icon
187
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$1.81M 0.14%
14,393
+1,280
+10% +$155K
IEFA icon
188
iShares Core MSCI EAFE ETF
IEFA
$186B
$1.76M 0.14%
27,058
-3
-0% -$190
FNX icon
189
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$1.73M 0.13%
23,891
+2
+0% +$140
UTF icon
190
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$1.72M 0.13%
65,803
+22,568
+52% +$594K
EFAV icon
191
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.72M 0.13%
23,025
+11,233
+95% +$837K
EMR icon
192
Emerson Electric
EMR
$82.9B
$1.72M 0.13%
22,500
+16,856
+299% +$1.21M
IWM icon
193
iShares Russell 2000 ETF
IWM
$80.9B
$1.71M 0.13%
10,294
+1,818
+21% +$287K
BSV icon
194
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.7M 0.13%
21,095
+934
+5% +$75.4K
FXD icon
195
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$1.69M 0.13%
37,363
-321
-0.9% -$14K
FIXD icon
196
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$1.68M 0.13%
32,424
+967
+3% +$50.7K
VUG icon
197
Vanguard Growth ETF
VUG
$216B
$1.67M 0.13%
54,882
+6,558
+14% +$189K
AOK icon
198
iShares Core Conservative Allocation ETF
AOK
$803M
$1.66M 0.13%
45,697
-963
-2% -$34.6K
CRUS icon
199
Cirrus Logic
CRUS
$6.74B
$1.65M 0.13%
+20,063
New +$1.36M
SGEN
200
DELISTED
Seagen Inc. Common Stock
SGEN
$1.64M 0.13%
+14,345
New +$1.52M
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.