We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FREL icon
176
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.07M 0.11%
38,279
+6,492
+20% +$176K
IUSV icon
177
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.06M 0.11%
18,424
-22,493
-55% -$1.28M
IWF icon
178
iShares Russell 1000 Growth ETF
IWF
$122B
$1.04M 0.11%
25,984
-2,352
-8% -$94.3K
AMT icon
179
American Tower
AMT
$77.7B
$1.01M 0.1%
4,561
+1,012
+29% +$221K
FDL icon
180
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$987K 0.1%
31,798
-7,141
-18% -$218K
IVW icon
181
iShares S&P 500 Growth ETF
IVW
$72.5B
$965K 0.1%
21,452
+4,068
+23% +$184K
GDX icon
182
VanEck Gold Miners ETF
GDX
$23B
$963K 0.1%
36,041
+13,863
+63% +$388K
IDLV icon
183
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$958K 0.1%
28,053
+7,738
+38% +$262K
ITA icon
184
iShares US Aerospace & Defense ETF
ITA
$14.2B
$951K 0.1%
8,466
+454
+6% +$49.6K
IJH icon
185
iShares Core S&P Mid-Cap ETF
IJH
$123B
$950K 0.1%
24,585
-1,130
-4% -$43.4K
CB icon
186
Chubb
CB
$140B
$947K 0.1%
5,866
-748
-11% -$116K
CLDR
187
DELISTED
Cloudera, Inc.
CLDR
$942K 0.1%
+106,276
New +$738K
FXH icon
188
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$934K 0.1%
12,618
+444
+4% +$33.9K
AMGN icon
189
Amgen
AMGN
$203B
$932K 0.1%
4,815
+446
+10% +$85.6K
IPKW icon
190
Invesco International BuyBack Achievers ETF
IPKW
$537M
$924K 0.09%
29,829
+1,082
+4% +$33.3K
IEMG icon
191
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$905K 0.09%
18,472
+3,893
+27% +$193K
UNP icon
192
Union Pacific
UNP
$183B
$898K 0.09%
5,544
-1,102
-17% -$185K
PSX icon
193
Phillips 66
PSX
$82.9B
$892K 0.09%
8,709
-1,030
-11% -$103K
ECL icon
194
Ecolab
ECL
$75.6B
$883K 0.09%
4,458
-807
-15% -$162K
VB icon
195
Vanguard Small-Cap ETF
VB
$79.5B
$872K 0.09%
5,667
+1,892
+50% +$293K
SDIV icon
196
Global X SuperDividend ETF
SDIV
$1.21B
$870K 0.09%
17,099
-1,710
-9% -$86.1K
KKR icon
197
KKR & Co
KKR
$89.2B
$869K 0.09%
32,360
+7,626
+31% +$201K
NFLX icon
198
Netflix
NFLX
$292B
$867K 0.09%
32,380
-9,480
-23% -$297K
EFAV icon
199
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$864K 0.09%
11,792
+2,060
+21% +$149K
FDMO icon
200
Fidelity Momentum Factor ETF
FDMO
$934M
$862K 0.09%
24,627
+509
+2% +$18.1K
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.