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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDLV icon
176
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$472K 0.16%
+14,279
New +$456K
VO icon
177
Vanguard Mid-Cap ETF
VO
$106B
$471K 0.16%
+11,436
New +$440K
XME icon
178
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$469K 0.15%
15,126
-1,161
-7% -$34.4K
KHC icon
179
Kraft Heinz
KHC
$30.4B
$465K 0.15%
14,008
+2,343
+20% +$95.5K
FEP icon
180
First Trust Europe AlphaDEX Fund
FEP
$513M
$459K 0.15%
12,766
-1,318
-9% -$44.7K
MU icon
181
Micron Technology
MU
$1.04T
$453K 0.15%
10,549
+1,928
+22% +$74.5K
NGG icon
182
National Grid
NGG
$82.7B
$449K 0.15%
9,323
+449
+5% +$21.7K
PTF icon
183
Invesco Dorsey Wright Technology Momentum ETF
PTF
$632M
$449K 0.15%
20,118
-10,482
-34% -$214K
URI icon
184
United Rentals
URI
$71.1B
$447K 0.15%
+3,600
New +$445K
CLX icon
185
Clorox
CLX
$11.6B
$446K 0.15%
2,896
+759
+36% +$118K
SHYD icon
186
VanEck Short High Yield Muni ETF
SHYD
$447M
$446K 0.15%
+18,091
New +$442K
LIN icon
187
Linde
LIN
$237B
$438K 0.14%
2,369
+1,082
+84% +$180K
BDX icon
188
Becton Dickinson
BDX
$43.1B
$436K 0.14%
+1,786
New +$422K
BKNG icon
189
Booking.com
BKNG
$138B
$434K 0.14%
+6,075
New +$434K
COR icon
190
Cencora
COR
$60.3B
$428K 0.14%
5,473
+2,304
+73% +$185K
PAGS icon
191
PagSeguro Digital
PAGS
$2.57B
$425K 0.14%
+14,690
New +$367K
CSX icon
192
CSX Corp
CSX
$98.6B
$424K 0.14%
16,839
+7,080
+73% +$164K
DGRW icon
193
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$423K 0.14%
9,603
+38
+0.4% +$1.57K
FTDS icon
194
First Trust Dividend Strength ETF
FTDS
$38.3M
$420K 0.14%
12,306
-5,945
-33% -$193K
SU icon
195
Suncor Energy
SU
$77.7B
$420K 0.14%
+12,600
New +$410K
GWPH
196
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$420K 0.14%
+2,504
New +$373K
VCSH icon
197
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$417K 0.14%
5,237
+493
+10% +$38.9K
ENB icon
198
Enbridge
ENB
$124B
$414K 0.14%
11,162
+2,449
+28% +$88.3K
GM icon
199
General Motors
GM
$74.7B
$414K 0.14%
10,596
+2,959
+39% +$112K
RFUN
200
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
$403K 0.13%
+16,034
New +$397K
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.