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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCX icon
176
BlackRock Resources & Commodities Strategy Trust
BCX
$897M
$642K 0.1%
65,587
+1,017
+2% +$9.17K
CL icon
177
Colgate-Palmolive
CL
$72.6B
$638K 0.1%
8,469
+1
+0% +$73
PM icon
178
Philip Morris
PM
$301B
$636K 0.1%
6,068
-711
-10% -$75.8K
IXUS icon
179
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$631K 0.1%
9,743
+372
+4% +$23.1K
RDS.B
180
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$631K 0.1%
9,019
-546
-6% -$35.4K
IYH icon
181
iShares US Healthcare ETF
IYH
$3.11B
$620K 0.09%
17,445
-5,575
-24% -$194K
FEX icon
182
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$618K 0.09%
10,389
-5,048
-33% -$287K
DHC
183
Diversified Healthcare Trust
DHC
$2.26B
$615K 0.09%
32,100
-9,500
-23% -$182K
NVS icon
184
Novartis
NVS
$295B
$614K 0.09%
8,049
-492
-6% -$37.1K
VWO icon
185
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$611K 0.09%
12,979
-6,611
-34% -$295K
FXN icon
186
First Trust Energy AlphaDEX Fund
FXN
$398M
$604K 0.09%
37,926
-771
-2% -$11.2K
EPD icon
187
Enterprise Products Partners
EPD
$83.8B
$600K 0.09%
22,482
-24,242
-52% -$614K
UNH icon
188
UnitedHealth
UNH
$382B
$600K 0.09%
2,708
-1,038
-28% -$220K
OEF icon
189
iShares S&P 100 ETF
OEF
$19.8B
$588K 0.09%
4,868
-15,061
-76% -$1.74M
IWF icon
190
iShares Russell 1000 Growth ETF
IWF
$122B
$586K 0.09%
17,188
-4,724
-22% -$155K
OKE icon
191
Oneok
OKE
$58.7B
$583K 0.09%
10,847
+144
+1% +$7.68K
ADBE icon
192
Adobe
ADBE
$89.5B
$582K 0.09%
3,183
+1,622
+104% +$279K
F icon
193
Ford
F
$57.2B
$577K 0.09%
45,353
-6,843
-13% -$84.3K
NSC icon
194
Norfolk Southern
NSC
$78.8B
$576K 0.09%
3,961
+164
+4% +$22K
FDX icon
195
FedEx
FDX
$74.5B
$566K 0.09%
2,140
+541
+34% +$124K
BIIB icon
196
Biogen
BIIB
$29.9B
$563K 0.09%
1,719
+1,010
+142% +$324K
XME icon
197
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$559K 0.09%
15,368
-15,054
-49% -$491K
VGT icon
198
Vanguard Information Technology ETF
VGT
$139B
$550K 0.08%
25,912
+6,080
+31% +$123K
IWX icon
199
iShares Russell Top 200 Value ETF
IWX
$4.03B
$548K 0.08%
10,320
-163
-2% -$8.32K
IVZ icon
200
Invesco
IVZ
$13.3B
$545K 0.08%
14,797
-335
-2% -$12.1K
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.