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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
176
Merck
MRK
$322B
$707K 0.11%
11,548
+1,530
+15% +$92.8K
PAGP icon
177
Plains GP Holdings
PAGP
$5.25B
$692K 0.11%
31,658
-1,877
-6% -$44.6K
EFAV icon
178
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.16B
$687K 0.1%
9,654
+1,640
+20% +$115K
IWF icon
179
iShares Russell 1000 Growth ETF
IWF
$123B
$687K 0.1%
21,912
+3,948
+22% +$121K
IJR icon
180
iShares Core S&P Small-Cap ETF
IJR
$109B
$683K 0.1%
9,185
+175
+2% +$12.3K
HYLS icon
181
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$680K 0.1%
13,870
+4,117
+42% +$203K
VFC icon
182
VF Corp
VFC
$6.49B
$678K 0.1%
11,182
-4,545
-29% -$262K
PKG icon
183
Packaging Corp of America
PKG
$20.8B
$669K 0.1%
5,833
+93
+2% +$10.4K
NVS icon
184
Novartis
NVS
$297B
$658K 0.1%
8,541
-33
-0.4% -$2.49K
IIM icon
185
Invesco Value Municipal Income Trust
IIM
$586M
$657K 0.1%
44,237
-100
-0.2% -$1.52K
PTF icon
186
Invesco Dorsey Wright Technology Momentum ETF
PTF
$677M
$652K 0.1%
38,637
-7,845
-17% -$126K
CSCO icon
187
Cisco
CSCO
$444B
$651K 0.1%
19,419
-9
-0% -$286
GDX icon
188
VanEck Gold Miners ETF
GDX
$22.9B
$651K 0.1%
27,835
+15,050
+118% +$348K
BKLN icon
189
Invesco Senior Loan ETF
BKLN
$7.09B
$649K 0.1%
28,042
-11,087
-28% -$257K
QABA icon
190
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.1M
$649K 0.1%
12,335
+3,305
+37% +$164K
MUB icon
191
iShares National Muni Bond ETF
MUB
$45B
$648K 0.1%
5,846
-148
-2% -$16.4K
MDT icon
192
Medtronic
MDT
$105B
$637K 0.1%
8,110
+757
+10% +$62.8K
F icon
193
Ford
F
$56.4B
$635K 0.1%
52,196
+9,807
+23% +$111K
LULU icon
194
lululemon athletica
LULU
$12.6B
$632K 0.1%
+10,300
New +$621K
ROK icon
195
Rockwell Automation
ROK
$51.3B
$631K 0.1%
3,460
+216
+7% +$35.9K
MCHI icon
196
iShares MSCI China ETF
MCHI
$6.04B
$630K 0.1%
9,735
+3,445
+55% +$207K
ORLY icon
197
O'Reilly Automotive
ORLY
$71.4B
$626K 0.1%
+44,250
New +$584K
ITA icon
198
iShares US Aerospace & Defense ETF
ITA
$14.1B
$625K 0.1%
6,950
+1,710
+33% +$143K
MON
199
DELISTED
Monsanto Co
MON
$623K 0.09%
5,202
+2
+0% +$235
NGG icon
200
National Grid
NGG
$82B
$622K 0.09%
11,209
+4,271
+62% +$239K
6 7
8
9 10

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.