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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
176
Alibaba
BABA
$269B
$349K 0.08%
+4,291
New +$337K
DHR icon
177
Danaher
DHR
$135B
$348K 0.08%
5,567
-521
-9% -$32.6K
NEAR icon
178
iShares Short Maturity Bond ETF
NEAR
$4.8B
$344K 0.08%
6,880
-100
-1% -$5K
IEI icon
179
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$342K 0.08%
2,790
-292
-9% -$36.1K
MPVD
180
DELISTED
Mountain Province Diamonds Inc.
MPVD
$340K 0.07%
119,350
-1,500
-1% -$4.32K
FDN icon
181
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$337K 0.07%
4,519
-228
-5% -$16.9K
KMI icon
182
Kinder Morgan
KMI
$73.1B
$335K 0.07%
22,444
+1,324
+6% +$31.6K
STX icon
183
Seagate
STX
$193B
$335K 0.07%
9,140
+984
+12% +$37.5K
TGT icon
184
Target
TGT
$62.1B
$335K 0.07%
4,616
-1,409
-23% -$105K
MRK icon
185
Merck
MRK
$324B
$334K 0.07%
6,622
-465
-7% -$23.4K
FTC icon
186
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$327K 0.07%
6,774
+344
+5% +$16.6K
PKG icon
187
Packaging Corp of America
PKG
$22.7B
$322K 0.07%
5,112
+975
+24% +$64.3K
GDXJ icon
188
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$320K 0.07%
16,676
-5,366
-24% -$108K
ADP icon
189
Automatic Data Processing
ADP
$100B
$315K 0.07%
3,714
-125
-3% -$10.8K
CMCSA icon
190
Comcast
CMCSA
$79.1B
$313K 0.07%
11,096
+1,870
+20% +$56.3K
UAA icon
191
Under Armour
UAA
$3B
$313K 0.07%
7,817
-987
-11% -$44.7K
BN icon
192
Brookfield
BN
$102B
$307K 0.07%
27,764
-128
-0.5% -$1.5K
BUD icon
193
AB InBev
BUD
$158B
$307K 0.07%
2,460
+330
+15% +$39.9K
EELV icon
194
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$427M
$305K 0.07%
15,050
-3,000
-17% -$64.7K
V icon
195
Visa
V
$677B
$304K 0.07%
3,925
+266
+7% +$20.6K
STAG icon
196
STAG Industrial
STAG
$7.86B
$303K 0.07%
+16,400
New +$320K
F icon
197
Ford
F
$57.3B
$302K 0.07%
21,400
-104,127
-83% -$1.51M
USA icon
198
Liberty All-Star Equity Fund
USA
$1.75B
$301K 0.07%
56,190
+6,900
+14% +$36.7K
HDS
199
DELISTED
HD Supply Holdings, Inc.
HDS
$301K 0.07%
10,023
– –
FDX icon
200
FedEx
FDX
$74.5B
$298K 0.07%
2,001
+438
+28% +$67.7K
6 7
8
9 10

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.