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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
151
Vanguard Total Bond Market
BND
$157B
$5.8M 0.15%
77,240
+6,962
+10% +$515K
MDT icon
152
Medtronic
MDT
$107B
$5.78M 0.15%
64,203
-856
-1% -$72K
PSLV icon
153
Sprott Physical Silver Trust
PSLV
$11.9B
$5.78M 0.15%
552,979
+28,328
+5% +$284K
FDX icon
154
FedEx
FDX
$74.5B
$5.74M 0.15%
20,973
+1,313
+7% +$381K
IWD icon
155
iShares Russell 1000 Value ETF
IWD
$82B
$5.73M 0.15%
30,150
-3,076
-9% -$560K
ADP icon
156
Automatic Data Processing
ADP
$100B
$5.66M 0.14%
20,454
+170
+0.8% +$44.5K
DWAW icon
157
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$91.6M
$5.66M 0.14%
144,364
-22,128
-13% -$846K
SYK icon
158
Stryker
SYK
$127B
$5.64M 0.14%
15,606
+81
+0.5% +$28K
FTSL icon
159
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$5.63M 0.14%
122,734
-77,744
-39% -$3.57M
KLAC icon
160
KLA
KLAC
$275B
$5.6M 0.14%
72,250
-420
-0.6% -$33K
ET icon
161
Energy Transfer Partners
ET
$70.1B
$5.55M 0.14%
345,963
+32,250
+10% +$519K
SHW icon
162
Sherwin-Williams
SHW
$78.3B
$5.55M 0.14%
14,527
-369
-2% -$129K
BLK icon
163
Blackrock
BLK
$164B
$5.4M 0.14%
5,681
+663
+13% +$574K
XLU icon
164
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$5.38M 0.14%
133,124
+43,706
+49% +$1.62M
EQIX icon
165
Equinix
EQIX
$107B
$5.37M 0.14%
6,048
+909
+18% +$744K
VB icon
166
Vanguard Small-Cap ETF
VB
$79.5B
$5.35M 0.14%
22,526
+1,494
+7% +$339K
EFA icon
167
iShares MSCI EAFE ETF
EFA
$76.4B
$5.33M 0.14%
63,742
+3,009
+5% +$242K
WPM icon
168
Wheaton Precious Metals
WPM
$50.6B
$5.33M 0.14%
87,251
+675
+0.8% +$40.1K
FOCT icon
169
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
$5.31M 0.14%
125,637
+1,575
+1% +$65.9K
VGT icon
170
Vanguard Information Technology ETF
VGT
$139B
$5.3M 0.14%
72,272
-3,824
-5% -$272K
EFV icon
171
iShares MSCI EAFE Value ETF
EFV
$27.6B
$5.25M 0.13%
91,302
+52,238
+134% +$2.88M
NUV icon
172
Nuveen Municipal Value Fund
NUV
$1.91B
$5.24M 0.13%
581,288
-3,722
-0.6% -$32.9K
UNP icon
173
Union Pacific
UNP
$183B
$5.22M 0.13%
21,158
+1,038
+5% +$252K
GE icon
174
GE Aerospace
GE
$367B
$5.2M 0.13%
27,571
+2,605
+10% +$441K
USB icon
175
US Bancorp
USB
$99.6B
$5.16M 0.13%
112,826
+15,908
+16% +$698K
5 6
7
8 9

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.