We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSK icon
151
FS KKR Capital
FSK
$3.02B
$4.93M 0.15%
258,496
-16,074
-6% -$318K
SKYY icon
152
First Trust Cloud Computing ETF
SKYY
$2.75B
$4.93M 0.15%
51,519
+30,223
+142% +$2.79M
VB icon
153
Vanguard Small-Cap ETF
VB
$79.7B
$4.89M 0.15%
21,366
-104
-0.5% -$22.4K
ADP icon
154
Automatic Data Processing
ADP
$102B
$4.76M 0.14%
19,054
+137
+0.7% +$33.5K
DWAS icon
155
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$430M
$4.76M 0.14%
52,373
+23,393
+81% +$2.02M
DD icon
156
DuPont de Nemours
DD
$18.8B
$4.74M 0.14%
49,219
+1,924
+4% +$171K
VZ icon
157
Verizon
VZ
$197B
$4.72M 0.14%
112,351
-7,922
-7% -$320K
SHY icon
158
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.69M 0.14%
57,327
-18,522
-24% -$1.52M
NXPI icon
159
NXP Semiconductors
NXPI
$67.9B
$4.69M 0.14%
18,892
+522
+3% +$121K
URNM icon
160
Sprott Uranium Miners ETF
URNM
$1.81B
$4.65M 0.14%
94,390
+5,113
+6% +$261K
BG icon
161
Bunge Global
BG
$22.8B
$4.63M 0.14%
45,187
+5,308
+13% +$497K
MET icon
162
MetLife
MET
$61.5B
$4.61M 0.14%
62,155
-3
-0% -$209
EFA icon
163
iShares MSCI EAFE ETF
EFA
$76.8B
$4.56M 0.14%
57,106
+4,078
+8% +$312K
AZN icon
164
AstraZeneca
AZN
$267B
$4.52M 0.13%
33,376
+4,210
+14% +$557K
CEG icon
165
Constellation Energy
CEG
$96.7B
$4.52M 0.13%
24,440
+367
+2% +$52.1K
RFCI icon
166
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$4.46M 0.13%
199,669
+18,898
+10% +$422K
TGT icon
167
Target
TGT
$63.5B
$4.46M 0.13%
25,131
-151
-0.6% -$23K
IWB icon
168
iShares Russell 1000 ETF
IWB
$47.7B
$4.4M 0.13%
15,272
+1,842
+14% +$505K
TSLA icon
169
Tesla
TSLA
$1.21T
$4.4M 0.13%
25,014
-1,514
-6% -$296K
ITA icon
170
iShares US Aerospace & Defense ETF
ITA
$14.4B
$4.39M 0.13%
33,288
+5,905
+22% +$741K
GDX icon
171
VanEck Gold Miners ETF
GDX
$23B
$4.38M 0.13%
138,485
-17,907
-11% -$509K
EXE
172
Expand Energy Corp
EXE
$21.7B
$4.35M 0.13%
48,916
-38,436
-44% -$3.09M
SBUX icon
173
Starbucks
SBUX
$119B
$4.32M 0.13%
47,206
+2,884
+7% +$268K
SRLN icon
174
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$4.22M 0.13%
100,222
-4,862
-5% -$204K
MCHP icon
175
Microchip Technology
MCHP
$42.1B
$4.21M 0.13%
46,962
+1,977
+4% +$170K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.