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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
151
iShares Preferred and Income Securities ETF
PFF
$13.2B
$4.5M 0.15%
144,173
-18,045
-11% -$539K
VGT icon
152
Vanguard Information Technology ETF
VGT
$139B
$4.49M 0.15%
74,136
+30,880
+71% +$1.72M
ADP icon
153
Automatic Data Processing
ADP
$100B
$4.41M 0.15%
18,917
-834
-4% -$194K
SRLN icon
154
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$4.41M 0.15%
105,084
-33,217
-24% -$1.38M
EEM icon
155
iShares MSCI Emerging Markets ETF
EEM
$28B
$4.35M 0.14%
108,143
-42,366
-28% -$1.64M
URNM icon
156
Sprott Uranium Miners ETF
URNM
$1.78B
$4.31M 0.14%
89,277
+10,669
+14% +$498K
PHYS icon
157
Sprott Physical Gold
PHYS
$14.6B
$4.3M 0.14%
269,645
+9,057
+3% +$139K
OUT icon
158
Outfront Media
OUT
$5.64B
$4.29M 0.14%
312,209
-188,474
-38% -$2.13M
DIS icon
159
Walt Disney
DIS
$165B
$4.27M 0.14%
47,277
+1,480
+3% +$130K
SBUX icon
160
Starbucks
SBUX
$118B
$4.26M 0.14%
44,322
+1,520
+4% +$148K
SYK icon
161
Stryker
SYK
$127B
$4.24M 0.14%
14,174
-393
-3% -$110K
TPL icon
162
Texas Pacific Land
TPL
$28.9B
$4.24M 0.14%
+24,291
New +$4.62M
PTNQ icon
163
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$4.24M 0.14%
64,861
+58,537
+926% +$3.72M
NXPI icon
164
NXP Semiconductors
NXPI
$68B
$4.22M 0.14%
18,370
-509
-3% -$102K
IEZ icon
165
iShares US Oil Equipment & Services ETF
IEZ
$367M
$4.2M 0.14%
191,572
+157,170
+457% +$3.52M
APD icon
166
Air Products & Chemicals
APD
$66.3B
$4.18M 0.14%
15,278
-878
-5% -$241K
VICI icon
167
VICI Properties
VICI
$29.4B
$4.17M 0.14%
130,689
-77,147
-37% -$2.27M
MA icon
168
Mastercard
MA
$477B
$4.13M 0.14%
9,694
+309
+3% +$124K
MET icon
169
MetLife
MET
$61B
$4.11M 0.14%
62,158
+195
+0.3% +$12.2K
RFCI icon
170
ALPS Dynamic Core Income ETF
RFCI
$15.4M
$4.09M 0.14%
180,771
+5,421
+3% +$118K
MCHP icon
171
Microchip Technology
MCHP
$42.8B
$4.06M 0.13%
44,985
-180
-0.4% -$14.7K
NUV icon
172
Nuveen Municipal Value Fund
NUV
$1.91B
$4.05M 0.13%
471,082
+460,309
+4,273% +$3.83M
BG icon
173
Bunge Global
BG
$23.6B
$4.03M 0.13%
39,879
-15,788
-28% -$1.65M
EFA icon
174
iShares MSCI EAFE ETF
EFA
$76.4B
$4M 0.13%
53,028
+6,975
+15% +$493K
XLK icon
175
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.98M 0.13%
41,338
+18,466
+81% +$1.64M
5 6
7
8 9

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.