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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
(-1%)
Cap. Flow
+$66.7M
Cap. Flow
% of AUM
2.58%
Top 10 Holdings %
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.66M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$9.18M |
| 3 |
First Trust Smith Opportunistic Fixed Income ETF
FIXD
|
+$8.8M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$7.69M |
| 5 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$6.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright International Focus 5 ETF
IFV
|
+$19.3M |
| 2 |
iShares 0-5 Year TIPS Bond ETF
STIP
|
+$12.1M |
| 3 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$9.54M |
| 4 |
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
|
+$9.45M |
| 5 |
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
|
+$7.73M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.76% |
| 2 | Financials | 6.88% |
| 3 | Healthcare | 5.36% |
| 4 | Industrials | 4.66% |
| 5 | Consumer Staples | 4.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
Eaton
ETN
$157B
| $3.94M | 0.15% |
18,491
+796
| +4% | +$172K |
|
152
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $3.92M | 0.15% |
82,898
-635
| -0.8% | -$30.2K |
|
153
Starbucks
SBUX
$118B
| $3.91M | 0.15% |
42,802
-1,758
| -4% | -$173K |
|
154
MetLife
MET
$61B
| $3.9M | 0.15% |
61,963
-1,440
| -2% | -$89.7K |
|
155
Netflix
NFLX
$292B
| $3.87M | 0.15% |
102,530
-5,680
| -5% | -$241K |
|
156
Paychex
PAYX
$40.4B
| $3.83M | 0.15% |
33,241
-284
| -0.8% | -$34.2K |
|
157
NXP Semiconductors
NXPI
$68B
| $3.78M | 0.15% |
18,879
+15,217
| +416% | +$3.15M |
|
158
ALPS Dynamic Core Income ETF
RFCI
$15.4M
| $3.76M | 0.15% |
175,350
+64,284
| +58% | +$1.41M |
|
159
Sprott Physical Gold
PHYS
$14.6B
| $3.73M | 0.14% |
260,588
+7,875
| +3% | +$118K |
|
160
Mastercard
MA
$477B
| $3.72M | 0.14% |
9,385
+216
| +2% | +$86.7K |
|
161
Walt Disney
DIS
$165B
| $3.71M | 0.14% |
45,797
+3,812
| +9% | +$326K |
|
162
Sprott Uranium Miners ETF
URNM
$1.78B
| $3.71M | 0.14% |
78,608
+514
| +0.7% | +$19.4K |
|
163
Capital Group Growth ETF
CGGR
$23.5B
| $3.7M | 0.14% |
151,103
+131,544
| +673% | +$3.34M |
|
164
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
| $3.66M | 0.14% |
73,060
+67,325
| +1,174% | +$3.45M |
|
165
Blackrock
BLK
$164B
| $3.65M | 0.14% |
5,634
-2,339
| -29% | -$1.63M |
|
166
Verizon
VZ
$194B
| $3.58M | 0.14% |
110,406
+9,371
| +9% | +$317K |
|
|
BSJO
167
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
| $3.55M | 0.14% |
157,751
+1,867
| +1% | +$42K |
|
168
Kimbell Royalty Partners
KRP
$1.47B
| $3.53M | 0.14% |
220,716
-11,163
| -5% | -$169K |
|
169
Microchip Technology
MCHP
$42.8B
| $3.53M | 0.14% |
45,165
-1,156
| -2% | -$96.8K |
|
170
Becton Dickinson
BDX
$43.1B
| $3.52M | 0.14% |
13,592
-792
| -6% | -$214K |
|
|
171
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
| $3.5M | 0.14% |
197,123
-1,059,001
| -84% | -$19.3M |
|
172
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$915M
| $3.45M | 0.13% |
182,984
-9,052
| -5% | -$177K |
|
|
BSJP
173
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
| $3.45M | 0.13% |
153,592
+2,235
| +1% | +$50.5K |
|
174
Suburban Propane Partners
SPH
$1.23B
| $3.42M | 0.13% |
212,834
-11,324
| -5% | -$167K |
|
175
Factset
FDS
$9.05B
| $3.36M | 0.13% |
7,682
+649
| +9% | +$276K |
|
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Prospera Financial Services's Q3 2023 Portfolio in Review
As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.
- Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
- Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
- Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
- Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
- Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
- Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
- Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.
Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.