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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.69B
AUM Growth
+$234M
Cap. Flow
+$164M
Cap. Flow %
9.75%
Top 10 Hldgs %
25.19%
Holding
789
New
121
Increased
355
Reduced
238
Closed
46

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.15M
2
MSFT icon
Microsoft
MSFT
+$5.91M
3
CIBR icon
First Trust NASDAQ Cybersecurity ETF
CIBR
+$5.84M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.72M
5
WIP icon
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
+$5.66M

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$32.6M
2
BX icon
Blackstone
BX
+$5.05M
3
FSKR
FS KKR Capital Corp. II
FSKR
+$3.45M
4
MO icon
Altria Group
MO
+$3.21M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.74M

Sector Composition

Rank Sector Weight
1 Technology 13.94%
2 Financials 7.12%
3 Consumer Discretionary 6.25%
4 Industrials 5.24%
5 Healthcare 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
151
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$2.85M 0.17%
26,190
+6,972
+36% +$757K
IEFA icon
152
iShares Core MSCI EAFE ETF
IEFA
$186B
$2.83M 0.17%
39,294
+13,280
+51% +$949K
ABBV icon
153
AbbVie
ABBV
$458B
$2.82M 0.17%
26,027
+1,999
+8% +$214K
ARKK icon
154
ARK Innovation ETF
ARKK
$5.69B
$2.79M 0.17%
23,295
+4,530
+24% +$613K
PAYX icon
155
Paychex
PAYX
$40.4B
$2.78M 0.17%
28,396
-4,361
-13% -$402K
HYLS icon
156
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$2.77M 0.16%
56,861
+18,418
+48% +$899K
DUK icon
157
Duke Energy
DUK
$102B
$2.77M 0.16%
28,626
+395
+1% +$36K
PFE icon
158
Pfizer
PFE
$140B
$2.76M 0.16%
76,241
+7,626
+11% +$271K
TXN icon
159
Texas Instruments
TXN
$255B
$2.76M 0.16%
14,592
-262
-2% -$45.5K
FTSM icon
160
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$2.75M 0.16%
45,900
-22,462
-33% -$1.35M
FNX icon
161
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$2.7M 0.16%
28,825
+2,425
+9% +$220K
FANG icon
162
Diamondback Energy
FANG
$57.6B
$2.68M 0.16%
36,521
-3,534
-9% -$242K
AZO icon
163
AutoZone
AZO
$48.3B
$2.67M 0.16%
+1,904
New +$2.36M
SDY icon
164
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$2.67M 0.16%
22,596
+1,853
+9% +$208K
FTEC icon
165
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$2.66M 0.16%
25,096
-9
-0% -$957
MO icon
166
Altria Group
MO
$122B
$2.65M 0.16%
51,855
-71,606
-58% -$3.21M
XLF icon
167
State Street Financial Select Sector SPDR ETF
XLF
$56.1B
$2.63M 0.16%
77,282
-40,848
-35% -$1.31M
WFC icon
168
Wells Fargo
WFC
$261B
$2.62M 0.16%
66,928
+7,791
+13% +$276K
DWAW icon
169
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$91.6M
$2.61M 0.15%
70,967
+22,592
+47% +$869K
ALLY icon
170
Ally Financial
ALLY
$13.1B
$2.6M 0.15%
57,418
-3,992
-7% -$167K
XLY icon
171
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$2.54M 0.15%
30,196
-16,632
-36% -$1.38M
WU icon
172
Western Union
WU
$2.57B
$2.52M 0.15%
102,012
+682
+0.7% +$16.1K
SPUC icon
173
Simplify US Equity Income ETF
SPUC
$91.4M
$2.44M 0.14%
+85,413
New +$2.38M
DEED icon
174
First Trust Securitized Plus ETF
DEED
$78.8M
$2.42M 0.14%
+94,208
New +$2.43M
SEDG icon
175
SolarEdge
SEDG
$2.59B
$2.42M 0.14%
8,418
+586
+7% +$177K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2021 Portfolio in Review

As of Q1 2021, Prospera Financial Services held 789 positions worth $1.69B, up 16% from $1.45B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q1 2021, opening 121 new positions and adding to 355 existing holdings. Its largest new stake was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Blackstone, an estimated $5.05M trimmed.

  • Prospera Financial Services's largest Q1 2021 buy was State Street SPDR FTSE International Government Inflation-Protected Bond ETF: 98,733 shares worth $5.48M.
  • Prospera Financial Services added most to Apple in Q1 2021, an estimated $8.15M increase.
  • Prospera Financial Services's biggest Q1 2021 reduction was Blackstone, cutting an estimated $5.05M.
  • Prospera Financial Services fully exited SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2021, selling an estimated $32.6M.
  • Prospera Financial Services's ten largest holdings make up 25% of its $1.69B portfolio in Q1 2021.
  • Prospera Financial Services opened 121 new positions and closed 46 in Q1 2021.
  • Prospera Financial Services's portfolio value rose 16% quarter-over-quarter to $1.69B.

Based on Prospera Financial Services's 13F filing for Q1 2021, filed 6 May 2021.