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PFS
Prospera Financial Services Portfolio holdings
AUM
$6.89B
1-Year Est. Return
37.41%
This Fund
S&P 500
This Quarter
Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
(-27%)
Cap. Flow
-$167M
Cap. Flow
% of AUM
-17.72%
Top 10 Holdings %
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
|
+$29.8M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$20.5M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$11.8M |
| 4 |
Advanced Micro Devices
AMD
|
+$5.54M |
| 5 |
United States Oil Fund
USO
|
+$4.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$74M |
| 2 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$26.4M |
| 3 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$25.5M |
| 4 |
Vulcan Materials
VMC
|
+$6.18M |
| 5 |
Danaher
DHR
|
+$4.96M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.54% |
| 2 | Financials | 7.17% |
| 3 | Healthcare | 6.32% |
| 4 | Consumer Staples | 4.89% |
| 5 | Consumer Discretionary | 4.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
State Street Financial Select Sector SPDR ETF
XLF
$57.4B
| $1.5M | 0.16% |
72,277
-86,218
| -54% | -$2.37M |
|
152
IBM
IBM
$214B
| $1.5M | 0.16% |
14,185
-785
| -5% | -$99.3K |
|
153
Newmont
NEM
$96.4B
| $1.5M | 0.16% |
+33,031
| New | +$1.49M |
|
154
iShares Russell 1000 Growth ETF
IWF
$119B
| $1.49M | 0.16% |
39,524
-5,940
| -13% | -$256K |
|
155
Coca-Cola
KO
$380B
| $1.48M | 0.16% |
33,521
-112
| -0.3% | -$6.05K |
|
156
Honeywell
HON
$78.3B
| $1.48M | 0.16% |
11,700
-732
| -6% | -$113K |
|
157
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$76.9M
| $1.46M | 0.15% |
67,336
-73,470
| -52% | -$1.94M |
|
|
TRTN
158
DELISTED
Triton International Limited
TRTN
| $1.46M | 0.15% |
56,258
+21
| +0% | +$719 |
|
159
Merck
MRK
$326B
| $1.43M | 0.15% |
19,495
-30,204
| -61% | -$2.37M |
|
160
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
| $1.43M | 0.15% |
23,510
-1,320
| -5% | -$96.2K |
|
161
First Trust Technology AlphaDEX Fund
FXL
$2.45B
| $1.42M | 0.15% |
23,938
-1,137
| -5% | -$79K |
|
|
BSJN
162
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
| $1.42M | 0.15% |
63,270
+1,569
| +3% | +$39.4K |
|
163
iShares Russell 2000 ETF
IWM
$80.4B
| $1.42M | 0.15% |
12,368
+2,074
| +20% | +$309K |
|
164
Domino's
DPZ
$11.6B
| $1.41M | 0.15% |
+4,354
| New | +$1.34M |
|
165
Invesco Financial Preferred ETF
PGF
$676M
| $1.39M | 0.15% |
82,563
-2,950
| -3% | -$53.6K |
|
166
Vanguard High Dividend Yield ETF
VYM
$81.9B
| $1.39M | 0.15% |
19,699
-18,135
| -48% | -$1.56M |
|
167
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
| $1.39M | 0.15% |
+13,723
| New | +$1.25M |
|
168
CenterPoint Energy
CNP
$28.8B
| $1.38M | 0.15% |
89,361
+8,096
| +10% | +$186K |
|
|
MASI
169
DELISTED
Masimo
MASI
| $1.37M | 0.15% |
+7,713
| New | +$1.32M |
|
|
MMP
170
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.36M | 0.14% |
37,302
+3,233
| +9% | +$174K |
|
171
iShares Core MSCI EAFE ETF
IEFA
$187B
| $1.35M | 0.14% |
27,122
+64
| +0.2% | +$3.81K |
|
172
3M
MMM
$94.1B
| $1.35M | 0.14% |
11,827
-6,607
| -36% | -$869K |
|
173
Texas Instruments
TXN
$253B
| $1.34M | 0.14% |
13,402
-2,818
| -17% | -$338K |
|
174
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
| $1.34M | 0.14% |
46,816
-12,826
| -22% | -$415K |
|
175
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
| $1.33M | 0.14% |
51,922
+6,677
| +15% | +$217K |
|
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Prospera Financial Services's Q1 2020 Portfolio in Review
As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.
Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.
- Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
- Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
- Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
- Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
- Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
- Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
- Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.
Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.