We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
151
DELISTED
CyrusOne Inc Common Stock
CONE
$565K 0.19%
10,339
+90
+0.9% +$4.71K
EWJ icon
152
iShares MSCI Japan ETF
EWJ
$21.7B
$562K 0.19%
10,170
-4,167
-29% -$224K
TJX icon
153
TJX Companies
TJX
$170B
$558K 0.18%
10,386
+5,626
+118% +$281K
VBR icon
154
Vanguard Small-Cap Value ETF
VBR
$37.1B
$557K 0.18%
4,207
+658
+19% +$83.7K
BP icon
155
BP
BP
$113B
$551K 0.18%
12,387
+1,148
+10% +$47K
GBIL icon
156
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$550K 0.18%
5,494
+1,543
+39% +$155K
SLB icon
157
SLB Ltd
SLB
$77.8B
$541K 0.18%
+11,716
New +$506K
VOO icon
158
Vanguard S&P 500 ETF
VOO
$968B
$539K 0.18%
2,033
+744
+58% +$186K
QCOM icon
159
Qualcomm
QCOM
$176B
$536K 0.18%
9,301
+835
+10% +$45.1K
VNQ icon
160
Vanguard Real Estate ETF
VNQ
$39.9B
$534K 0.18%
6,116
-2,860
-32% -$236K
LUV icon
161
Southwest Airlines
LUV
$22.1B
$528K 0.17%
10,165
+1,664
+20% +$87.8K
MRSH
162
Marsh
MRSH
$86.3B
$518K 0.17%
5,538
+1,635
+42% +$145K
MKL icon
163
Markel Group
MKL
$25B
$507K 0.17%
517
– –
DOCU
164
DocuSign
DOCU
$9.63B
$505K 0.17%
9,385
+3,185
+51% +$163K
PWV icon
165
Invesco Large Cap Value ETF
PWV
$1.66B
$500K 0.16%
13,816
-56
-0.4% -$1.97K
PEY icon
166
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$494K 0.16%
27,287
+3,400
+14% +$58.7K
AMAT icon
167
Applied Materials
AMAT
$426B
$488K 0.16%
11,526
-47
-0.4% -$1.78K
VFC icon
168
VF Corp
VFC
$6.68B
$487K 0.16%
5,780
+2,283
+65% +$178K
GWW icon
169
W.W. Grainger
GWW
$65.3B
$481K 0.16%
1,529
+382
+33% +$114K
OLED icon
170
Universal Display
OLED
$3.71B
$480K 0.16%
2,896
+1
+0% +$124
WMB icon
171
Williams Companies
WMB
$90.5B
$478K 0.16%
+16,487
New +$442K
AEP icon
172
American Electric Power
AEP
$73.7B
$476K 0.16%
5,724
+1,770
+45% +$141K
TRV icon
173
Travelers Companies
TRV
$80.8B
$476K 0.16%
3,505
+663
+23% +$84.8K
SYK icon
174
Stryker
SYK
$127B
$473K 0.16%
2,417
+632
+35% +$114K
FTCS icon
175
First Trust Capital Strength ETF
FTCS
$7.88B
$472K 0.16%
8,565
+2,817
+49% +$146K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.