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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
151
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$855K 0.13%
15,619
+3,015
+24% +$160K
CMCSA icon
152
Comcast
CMCSA
$78.3B
$854K 0.13%
22,151
-3,846
-15% -$152K
FEX icon
153
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$853K 0.13%
15,437
-1,980
-11% -$106K
KWEB icon
154
KraneShares CSI China Internet ETF
KWEB
$5.2B
$844K 0.13%
14,547
+6,327
+77% +$345K
FXU icon
155
First Trust Utilities AlphaDEX Fund
FXU
$838M
$843K 0.13%
30,977
-841
-3% -$23.2K
AOK icon
156
iShares Core Conservative Allocation ETF
AOK
$803M
$830K 0.13%
24,062
+4,701
+24% +$161K
LLY icon
157
Eli Lilly
LLY
$1.06T
$826K 0.13%
9,529
-150
-2% -$12.3K
JPS
158
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$825K 0.13%
79,164
+1,150
+1% +$11.8K
IAU icon
159
iShares Gold Trust
IAU
$62.9B
$818K 0.12%
33,379
+500
+2% +$12.3K
BRK.B icon
160
Berkshire Hathaway Class B
BRK.B
$1.06T
$813K 0.12%
4,399
-694
-14% -$123K
DHC
161
Diversified Healthcare Trust
DHC
$2.24B
$813K 0.12%
41,600
+2,500
+6% +$48.7K
AZO icon
162
AutoZone
AZO
$47.7B
$800K 0.12%
1,345
-300
-18% -$160K
IYH icon
163
iShares US Healthcare ETF
IYH
$3.09B
$799K 0.12%
23,020
-1,455
-6% -$49K
LOW icon
164
Lowe's Companies
LOW
$113B
$759K 0.12%
9,440
+2,484
+36% +$190K
PM icon
165
Philip Morris
PM
$298B
$754K 0.11%
6,779
-446
-6% -$51.9K
ACN icon
166
Accenture
ACN
$84.9B
$753K 0.11%
5,570
+241
+5% +$31.4K
VYM icon
167
Vanguard High Dividend Yield ETF
VYM
$80.6B
$748K 0.11%
9,218
-474
-5% -$37.6K
CVS icon
168
CVS Health
CVS
$136B
$744K 0.11%
9,248
+409
+5% +$32.4K
UNH icon
169
UnitedHealth
UNH
$385B
$740K 0.11%
3,746
-110
-3% -$21.3K
SDY icon
170
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$737K 0.11%
8,056
+529
+7% +$47.4K
COST icon
171
Costco
COST
$411B
$728K 0.11%
4,423
+103
+2% +$16.2K
QUAL icon
172
iShares MSCI USA Quality Factor ETF
QUAL
$45.6B
$726K 0.11%
9,314
+114
+1% +$8.6K
ACWV icon
173
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.23B
$723K 0.11%
8,850
-686
-7% -$55.2K
IWP icon
174
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$723K 0.11%
12,650
+1,134
+10% +$62.2K
CB icon
175
Chubb
CB
$137B
$713K 0.11%
4,941
+217
+5% +$31.4K
5 6
7
8 9

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.