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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZEN
1676
DELISTED
ZENDESK INC
ZEN
– –
-224
Closed -$17K
CFMS
1677
DELISTED
Conformis, Inc. Common Stock
CFMS
– –
-60
Closed -$1K
Y
1678
DELISTED
Alleghany Corp
Y
– –
-16
Closed -$13K
DRE
1679
DELISTED
Duke Realty Corp.
DRE
– –
-1,043
Closed -$57K
CTXS
1680
DELISTED
Citrix Systems Inc
CTXS
– –
-43
Closed -$4K
MNDT
1681
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-1,392
Closed -$30K
ALNA
1682
DELISTED
Allena Pharmaceuticals
ALNA
– –
-10,800
Closed -$2K
SPXZ
1683
DELISTED
Morgan Creek Exos SPAC Originated ETF
SPXZ
– –
-577
Closed -$6K
SAFM
1684
DELISTED
Sanderson Farms Inc
SAFM
– –
-1,044
Closed -$225K
NTUS
1685
DELISTED
Natus Medical Inc
NTUS
– –
-2,300
Closed -$75K
CDK
1686
DELISTED
CDK Global, Inc.
CDK
– –
-165
Closed -$9K
CCMP
1687
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-6
Closed -$1K
EGLE
1688
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-62,137
Closed -$3.22M
SLY
1689
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-821
Closed -$66K
RNWK
1690
DELISTED
RealNetworks Inc
RNWK
– –
-3,000
Closed -$2K
LAC
1691
DELISTED
Lithium Americas Corp. Common Shares
LAC
– –
-8,103
Closed -$163K
64 65 66 67
68

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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.