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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
1476
Synopsys
SNPS
$74.5B
– –
-12
Closed -$4K
SNX icon
1477
TD Synnex
SNX
$19.6B
– –
-334
Closed -$31K
SNY icon
1478
Sanofi
SNY
$105B
– –
-1,689
Closed -$85K
SONY icon
1479
Sony
SONY
$131B
– –
-6,505
Closed -$106K
SOXX icon
1480
iShares Semiconductor ETF
SOXX
$42.7B
– –
-354
Closed -$41K
SPHQ icon
1481
Invesco S&P 500 Quality ETF
SPHQ
$19.5B
– –
-4,212
Closed -$177K
SPIP icon
1482
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-224,122
Closed -$6.17M
SPOT icon
1483
Spotify
SPOT
$102B
– –
-764
Closed -$72K
SPTM icon
1484
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
– –
-286
Closed -$13K
SPXC icon
1485
SPX Corp
SPXC
$11B
– –
-214
Closed -$11K
SPYX icon
1486
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.72B
– –
-4,839
Closed -$149K
SR icon
1487
Spire
SR
$4.87B
– –
-251
Closed -$19K
SRE icon
1488
Sempra
SRE
$59.7B
– –
-94
Closed -$7K
SSB icon
1489
SouthState Bank Corp
SSB
$10.2B
– –
-119
Closed -$9K
SSNC icon
1490
SS&C Technologies
SSNC
$18.1B
– –
-149
Closed -$9K
SSO icon
1491
ProShares Ultra S&P500
SSO
$7.72B
– –
-400
Closed -$9K
STAA icon
1492
STAAR Surgical
STAA
$1.14B
– –
-1,508
Closed -$107K
SSYS icon
1493
Stratasys
SSYS
$700M
– –
-294
Closed -$6K
STAG icon
1494
STAG Industrial
STAG
$7.77B
– –
-961
Closed -$30K
STGW icon
1495
Stagwell
STGW
$1.92B
– –
-7,800
Closed -$42K
STLD icon
1496
Steel Dynamics
STLD
$36.1B
– –
-16,660
Closed -$1.1M
STT icon
1497
State Street
STT
$50.7B
– –
-234
Closed -$15K
STX icon
1498
Seagate
STX
$185B
– –
-1,251
Closed -$89K
STWD icon
1499
Starwood Property Trust
STWD
$6.15B
– –
-6,705
Closed -$140K
SU icon
1500
Suncor Energy
SU
$75.6B
– –
-455
Closed -$16K
58 59
60
61 62

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.