Prospera Financial Services Portfolio holdings
Prospera Financial Services has been in business since 1982 and works as both an investment adviser and a brokerage. Prospera Financial, LLC owns it outright, and is itself majority owned and run, indirectly, by co-chief executives David Stringer and Tim Edwards and secretary Richard Pascuzzi. Its advisers offer clients its own Summit advisory programs and financial planning, plus programs from Envestnet, SEI and AssetMark, and most can also advise on insurance through its affiliate Prospera Life & Annuity.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$48.3M |
| 2 |
SpaceX
SPCX
|
+$43.1M |
| 3 |
Apple
AAPL
|
+$42.8M |
| 4 |
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
|
+$32.5M |
| 5 |
Cisco
CSCO
|
+$24.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 1000 Value ETF
IWD
|
+$36.9M |
| 2 |
Arm
ARM
|
+$25.2M |
| 3 |
AbbVie
ABBV
|
+$24.2M |
| 4 |
Western Digital
WDC
|
+$23.2M |
| 5 |
Intel
INTC
|
+$16.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 41.65% |
| 2 | Technology | 20.94% |
| 3 | Financials | 7.06% |
| 4 | Industrials | 6.96% |
| 5 | Healthcare | 5.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1476
Prospect Capital
PSEC
$785M
| $97K | ﹤0.01% |
60,270
+1,180
| +2% | +$2.63K |
2022 Q4
15 quarters
|
|
1477
Global Net Lease
GNL
$1.53B
| $96K | ﹤0.01% |
13,768
| – | – |
2022 Q4
15 quarters
|
|
1478
Nuveen New York Municipal Value Fund
NNY
$150M
| $95.2K | ﹤0.01% |
12,000
| – | – |
2024 Q4
7 quarters
|
|
1479
Western Union
WU
$2.15B
| $91.9K | ﹤0.01% |
+14,913
| New | +$109K |
2026 Q3
0 quarters
|
|
1480
Nordic American Tanker
NAT
$1.41B
| $90.5K | ﹤0.01% |
11,442
-5,479
| -32% | -$37.3K |
2022 Q3
16 quarters
|
|
1481
Haleon
HLN
$40.2B
| $88.8K | ﹤0.01% |
+10,255
| New | +$100K |
2026 Q3
0 quarters
|
|
1482
Quantum Computing Inc
QUBT
$1.43B
| $81.2K | ﹤0.01% |
+12,308
| New | +$104K |
2026 Q3
0 quarters
|
|
1483
Algonquin Power & Utilities
AQN
$4.25B
| $80.5K | ﹤0.01% |
+14,744
| New | +$83K |
2026 Q3
0 quarters
|
|
1484
Fluence Energy
FLNC
$754M
| $72.6K | ﹤0.01% |
12,693
+2,173
| +21% | +$26.4K |
2022 Q2
17 quarters
|
|
1485
GoldMining Inc
GLDG
$168M
| $72.2K | ﹤0.01% |
100,000
| – | – |
2025 Q4
3 quarters
|
|
1486
Intellicheck
IDN
$41.3M
| $68.3K | ﹤0.01% |
28,900
+5,500
| +24% | +$17.8K |
2025 Q2
5 quarters
|
|
1487
Webull Corp
BULL
$2.66B
| $68.2K | ﹤0.01% |
13,200
-2,000
| -13% | -$16K |
2025 Q3
4 quarters
|
|
1488
NuScale Power
SMR
$2.08B
| $67.2K | ﹤0.01% |
+11,966
| New | +$108K |
2026 Q3
0 quarters
|
|
1489
BlackRock TCP Capital
TCPC
$361M
| $65.9K | ﹤0.01% |
15,775
+1,575
| +11% | +$5.9K |
2025 Q2
5 quarters
|
|
1490
Aberdeen Municipal Income Fund
MFM
$213M
| $65.1K | ﹤0.01% |
+12,513
| New | +$66.8K |
2026 Q3
0 quarters
|
|
1491
TPG Mortgage Investment Trust
MITT
$142M
| $63.6K | ﹤0.01% |
11,359
-1,707
| -13% | -$11.8K |
2025 Q3
4 quarters
|
|
1492
Joby Aviation
JOBY
$6.03B
| $55.5K | ﹤0.01% |
11,325
-9,100
| -45% | -$66.1K |
2023 Q3
12 quarters
|
|
1493
Sky Quarry Inc
SKYQ
$17.5M
| $54.1K | ﹤0.01% |
+24,277
| New | +$78.8K |
2026 Q3
0 quarters
|
|
1494
Alto Ingredients
ALTO
$290M
| $52.8K | ﹤0.01% |
14,470
| – | – |
2024 Q2
9 quarters
|
|
1495
Recursion Pharmaceuticals
RXRX
$2.19B
| $49.7K | ﹤0.01% |
12,348
+292
| +2% | +$990 |
2025 Q4
3 quarters
|
|
1496
374Water
SCWO
$43.2M
| $48K | ﹤0.01% |
19,500
+2,000
| +11% | +$5.07K |
2026 Q1
2 quarters
|
|
1497
Plug Power
PLUG
$2.03B
| $44.7K | ﹤0.01% |
32,785
+780
| +2% | +$1.69K |
2021 Q4
19 quarters
|
|
1498
Eagle Point Credit Company
ECC
$307M
| $39.3K | ﹤0.01% |
14,814
+2,017
| +16% | +$7.59K |
2025 Q3
4 quarters
|
|
1499
5E Advanced Materials
FEAM
$94.8M
| $34.5K | ﹤0.01% |
+14,800
| New | +$24.2K |
2026 Q3
0 quarters
|
|
1500
ZenaTech Inc
ZENA
$129M
| $31.8K | ﹤0.01% |
36,500
+4,000
| +12% | +$6.27K |
2026 Q1
2 quarters
|
|
Similar funds
Prospera Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Prospera Financial Services held 1,651 positions worth $7.73B, up 12% from $6.89B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Prospera Financial Services deployed $900M of net new capital in Q3 2026, opening 183 new positions and adding to 799 existing holdings. Its largest new stake was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Russell 1000 Value ETF, an estimated $36.9M trimmed.
- Prospera Financial Services's largest Q3 2026 buy was iShares US Pharmaceuticals ETF: 130,953 shares worth $14.1M.
- Prospera Financial Services added most to NVIDIA in Q3 2026, an estimated $48.3M increase.
- Prospera Financial Services's biggest Q3 2026 reduction was iShares Russell 1000 Value ETF, cutting an estimated $36.9M.
- Prospera Financial Services fully exited AbbVie in Q3 2026, selling an estimated $24.2M.
- Prospera Financial Services's ten largest holdings make up 19% of its $7.73B portfolio in Q3 2026.
- Prospera Financial Services opened 183 new positions and closed 140 in Q3 2026.
- Prospera Financial Services's portfolio value rose 12% quarter-over-quarter to $7.73B.
Based on Prospera Financial Services's 13F filing for Q3 2026, filed 4 Nov 2026.