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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
126
Emerson Electric
EMR
$82.9B
$6.78M 0.17%
61,974
+29,179
+89% +$3.14M
VZ icon
127
Verizon
VZ
$194B
$6.7M 0.17%
149,156
+33,900
+29% +$1.41M
IGV icon
128
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$6.68M 0.17%
74,712
+5,918
+9% +$507K
EWU icon
129
iShares MSCI United Kingdom ETF
EWU
$4.04B
$6.67M 0.17%
178,317
+79,619
+81% +$2.89M
ITB icon
130
iShares US Home Construction ETF
ITB
$2.41B
$6.63M 0.17%
52,156
-126
-0.2% -$14.6K
GILD icon
131
Gilead Sciences
GILD
$161B
$6.59M 0.17%
78,615
+16,678
+27% +$1.27M
DGRW icon
132
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$6.56M 0.17%
78,882
+16,159
+26% +$1.29M
DD icon
133
DuPont de Nemours
DD
$18.6B
$6.51M 0.17%
58,239
+7,776
+15% +$792K
ITW icon
134
Illinois Tool Works
ITW
$81.4B
$6.5M 0.17%
24,783
+120
+0.5% +$29.5K
PHYS icon
135
Sprott Physical Gold
PHYS
$14.6B
$6.43M 0.16%
315,479
+14,758
+5% +$284K
LIN icon
136
Linde
LIN
$237B
$6.38M 0.16%
13,369
+22
+0.2% +$10K
NOBL icon
137
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$6.37M 0.16%
119,392
-25,086
-17% -$1.27M
IAK icon
138
iShares US Insurance ETF
IAK
$511M
$6.36M 0.16%
49,299
+1,193
+2% +$145K
IWF icon
139
iShares Russell 1000 Growth ETF
IWF
$122B
$6.35M 0.16%
67,644
-143,896
-68% -$13M
IAI icon
140
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.36B
$6.28M 0.16%
+48,843
New +$6.04M
VRTX icon
141
Vertex Pharmaceuticals
VRTX
$121B
$6.28M 0.16%
13,498
+10,951
+430% +$5.26M
KO icon
142
Coca-Cola
KO
$354B
$6.24M 0.16%
86,853
-2,665
-3% -$182K
T icon
143
AT&T
T
$165B
$6.2M 0.16%
281,643
+57,047
+25% +$1.14M
JNK icon
144
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$6.16M 0.16%
63,003
-3,748
-6% -$360K
VCLT icon
145
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$6.08M 0.16%
74,896
-385
-0.5% -$30.5K
SHYG icon
146
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$5.91M 0.15%
+136,068
New +$5.81M
CALF icon
147
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$5.88M 0.15%
126,425
+28,916
+30% +$1.31M
GDX icon
148
VanEck Gold Miners ETF
GDX
$23B
$5.86M 0.15%
147,150
-392
-0.3% -$14.8K
QCOM icon
149
Qualcomm
QCOM
$176B
$5.83M 0.15%
34,235
+15,593
+84% +$2.75M
PFF icon
150
iShares Preferred and Income Securities ETF
PFF
$13.2B
$5.82M 0.15%
175,228
-37,364
-18% -$1.2M
4 5
6
7 8

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.